-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FsMhiFFUPju8UbWfE6b370YQWJAtTZ4H+c7xdwfCM1DEIrCJL8Hu0xdlz+U7Vz5x LsAAhe974CH2eYpfyYRo8Q== 0000922423-98-001026.txt : 19980915 0000922423-98-001026.hdr.sgml : 19980915 ACCESSION NUMBER: 0000922423-98-001026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980914 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KLLM TRANSPORT SERVICES INC CENTRAL INDEX KEY: 0000793765 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 640412551 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38140 FILM NUMBER: 98708880 BUSINESS ADDRESS: STREET 1: 135 RIVERVIEW DR CITY: RICHLAND STATE: MS ZIP: 39218 BUSINESS PHONE: 6019392545 MAIL ADDRESS: STREET 1: P.O.BOX 6098 CITY: JACKSON STATE: MS ZIP: 39288 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAGNON NEIL CENTRAL INDEX KEY: 0001070170 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1775 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G 1 SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 KLLM Transport Services Inc. ---------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 482498102 --------- (CUSIP Number) ----------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |x| Rule 13d-1(c) |_| Rule 13d-1(d) Page 1 of 10 Pages SCHEDULE 13G CUSIP No. 482498102 Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Neil Gagnon - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER 173,073 NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES 34,250 BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH 173,073 REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH 34,250 - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 207,323 - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.7% (see item 4) - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 2 of 10 Pages SCHEDULE 13G CUSIP No. 482498102 Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Lois Gagnon - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER 113,275 NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES 34,250 BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH 113,275 REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH 34,250 - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 147,525 - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.4% (see item 4) - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 3 of 10 Pages SCHEDULE 13G CUSIP No. 482498102 Page 4 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gagnon Foundation - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER 26,975 NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES None BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH 26,975 REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,975 - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.6% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- Page 4 of 10 Pages SCHEDULE 13G CUSIP No. 482498102 Page 5 of 10 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gagnon Family Partnership - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER 7,275 NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES None BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH 7,275 REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH None - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,275 - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.2% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- Page 5 of 10 Pages Schedule 13G ITEM 1(A). NAME OF ISSUER: KLLM Transport Services Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 135 Riverview Drive Richland, MS 39218 ITEM 2(A). NAME OF PERSON FILING: Neil Gagnon Lois Gagnon Gagnon Foundation Gagnon Family Partnership ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 1775 Broadway, 26th Floor New York, NY 10019 ITEM 2(C). CITIZENSHIP: Neil Gagnon: United States Lois Gagnon: United States Gagnon Foundation: New Jersey Gagnon Family Partnership: New Jersey ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(E). CUSIP NUMBER: 482498102 ITEM3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B), OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) |_| Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) Page 6 of 10 Pages (d) |_| Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) |_| Investment Adviser in accordance with ss.240.13d-1(b)(1)(ii)(E) (f) |_| Employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F) (g) |_| Parent Holding Company or control person in accordance with ss.240.13d-1(b)(ii)(G) (h) |_| Savings Association as defined in ss.3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) |_| Church plan that is excluded from the definition of an investment company under ss.3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) |_| Group, in accordance with ss.240.13d-1(b)(ii)(J) ITEM 4. OWNERSHIP. Neil Gagnon (a) Amount beneficially owned: 207,323 (b) Percent of class: 4.7% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 173,073 (ii) Shared power to vote or to direct the vote: 34,250/1/ (iii)Sole power to dispose or to direct the disposition of: 173,073 (iv) Shared power to dispose or to direct the disposition of: 34,250/1/ Lois Gagnon (a) Amount beneficially owned: 147,525 (b) Percent of class: 3.4% (c) Number of shares as to which such person has: - -------- /1/ Includes 26,975 shares held by the Gagnon Foundation, of which Mr. Gagnon is a trustee, and 7,275 shares held by the Gagnon Family Partnership, of which Mr. Gagnon is a partner, as to which shares Mr. Gagnon shares voting and investment authority. Page 7 of 10 Pages (i) Sole power to vote or to direct the vote: 113,275 (ii) Shared power to vote or to direct the vote: 34,250/2/ (iii)Sole power to dispose or to direct the disposition of: 113,275 (iv) Shared power to dispose or to direct the disposition of: 34,250/2/ Gagnon Foundation (a) Amount beneficially owned: 26,975 (b) Percent of class: 0.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 26,975 (ii) Shared power to vote or to direct the vote: None (iii)Sole power to dispose or to direct the disposition of: 26,975 (iv) Shared power to dispose or to direct the disposition of: None Gagnon Family Partnership (a) Amount beneficially owned: 7,275 (b) Percent of class: 0.2% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 7,275 (ii) Shared power to vote or to direct the vote: None (iii)Sole power to dispose or to direct the disposition of: 7,275 (iv) Shared power to dispose or to direct the disposition of: None - -------- /2/ Includes 26,975 shares held by the Gagnon Foundation, of which Ms. Gagnon is a trustee, and 7,275 shares held by the Gagnon Family Partnership, of which Ms. Gagnon is a partner, as to which shares Mrs. Gagnon shares voting and investment authority. Page 8 of 10 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. Page 9 of 10 Pages SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. September 14, 1998 ---------------------------------- Date /s/ Neil Gagnon ---------------------------------- Neil Gagnon /s/ Lois Gagnon ---------------------------------- Lois Gagnon Gagnon Foundation By: /s/ Neil Gagnon ---------------------------------- Neil Gagnon, Trustee Gagnon Family Partnership By: /s/ Neil Gagnon ---------------------------------- Neil Gagnon, Partner Page 10 of 10 Pages -----END PRIVACY-ENHANCED MESSAGE-----