-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UAgB7x5ihaN6hQUC8kXsEvQZPXecZIst1C20vSQCmxBZ8+FpbD7zvQXDMjfXfuWx gBNzgn8Mf8G1xdGbYPDJ0w== /in/edgar/work/20000531/0000891554-00-001525/0000891554-00-001525.txt : 20000919 0000891554-00-001525.hdr.sgml : 20000919 ACCESSION NUMBER: 0000891554-00-001525 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000531 GROUP MEMBERS: GAGNON FAMILY PARTNERSHIP GROUP MEMBERS: GAGNON FOUNDATION GROUP MEMBERS: GAGNON NEIL GROUP MEMBERS: GAGNON TRUST GROUP MEMBERS: LOIS GAGNON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KLLM TRANSPORT SERVICES INC CENTRAL INDEX KEY: 0000793765 STANDARD INDUSTRIAL CLASSIFICATION: [4213 ] IRS NUMBER: 640412551 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-38140 FILM NUMBER: 647036 BUSINESS ADDRESS: STREET 1: 135 RIVERVIEW DR CITY: RICHLAND STATE: MS ZIP: 39218 BUSINESS PHONE: 6019392545 MAIL ADDRESS: STREET 1: P.O.BOX 6098 CITY: JACKSON STATE: MS ZIP: 39288 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GAGNON NEIL CENTRAL INDEX KEY: 0001070170 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1775 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 SC 13G/A 1 0001.txt AMENDMENT NO.1 TO SC. 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1)(1) KLLM TRANSPORT SERVICES, INC. (Name of Issuer) COMMON STOCK, $1.00 PAR VALUE (Title of Class of Securities) 482498102 (CUSIP Number) April 3, 2000 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 14 Pages CUSIP No. 482498102 13G Page 2 of 14 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NEIL GAGNON ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 129,362 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 71,675 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER PERSON 129,362 _________________________________________________________________ EPORTING 8. SHARED DISPOSITIVE POWER WITH 71,362 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 201,037 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.9% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 14 Pages CUSIP No. 482498102 13G Page 3 of 14 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LOIS GAGNON ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 52,975 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 71,675 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER PERSON 52,975 _________________________________________________________________ EPORTING 8. SHARED DISPOSITIVE POWER WITH 71,675 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 124,650 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 14 Pages CUSIP No. 482498102 13G Page 4 of 14 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GAGNON FOUNDATION ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 26,975 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER PERSON 26,975 _________________________________________________________________ EPORTING 8. SHARED DISPOSITIVE POWER WITH N/A ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 26,975 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.7% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* OO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 14 Pages CUSIP No. 482498102 13G Page 5 of 14 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GAGNON FAMILY PARTNERSHIP ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 29,525 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER PERSON 29,525 _________________________________________________________________ EPORTING 8. SHARED DISPOSITIVE POWER WITH N/A ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 29,525 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.7% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* PN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 14 Pages CUSIP No. 482498102 13G Page 6 of 14 Pages ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GAGNON TRUST ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 15,175 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY N/A _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER PERSON 15,175 _________________________________________________________________ EPORTING 8. SHARED DISPOSITIVE POWER WITH N/A ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 15,175 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.4% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* OO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 6 of 14 Pages SCHEDULE 13G Item 1(a). Name of Issuer: KLLM Transport Services, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 135 Riverview Drive Richland, MS 39218 Item 2(a). Name of Person Filing: This Schedule 13G is filed on behalf of Neil Gagnon, Lois Gagnon, the Gagnon Foundation, the Gagnon Partnership and the Gagnon Trust (each a "Reporting Person" and, collectively, the "Reporting Persons"). Item 2(b). Address of Principal Business Office or, If None, Residence: 1370 Avenue of the Americas Suite 2002 New York, NY 10019 Item 2(c). Citizenship: Neil Gagnon - United States Lois Gagnon - United States Gagnon Foundation - New Jersey Gagnon Partnership - New Jersey Gagnon Trust - New Jersey Item 2(d). Title of Class of Securities: Common Stock, par value $1.00 per share. Page 7 of 14 Pages Item 2(e). CUSIP Number: 482498102 Item 3. Type of Reporting Person: Not applicable Item 4. Ownership: Neil Gagnon (a) Amount Beneficially Owned: As of April 3, 2000, Neil Gagnon owned 201,037 shares of Common Stock, which amount includes 129,362 shares owned by Mr. Gagnon; 26,975 shares held by the Gagnon Foundation, of which Mr. Gagnon is a trustee; 29,525 shares held by the Gagnon Family Partnership, of which Mr. Gagnon is a partner; and 15,175 shares held by the Gagnon Trust, of which Mr. Gagnon is a trustee. (b) Percentage of Class: 4.9% beneficially owned by Mr. Gagnon. Calculation of percentage of beneficial ownership is based on 4,101,468 shares of the Issuer's Common Stock outstanding on February 4, 2000 as reported by the Issuer on its 10-K for the fiscal year ended December 31, 1999. (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 129,362 shares of Common Stock Page 8 of 14 Pages (ii) shared power to vote or direct the vote: 71,675 shares of Common Stock (iii) sole power to dispose or direct the disposition of: 129,362 shares of Common Stock (iv) shared power to dispose or direct the disposition of: 71,675 shares of Common stock Lois Gagnon (a) Amount Beneficially Owned: As of April 3, 2000, Lois Gagnon owned 124,650 shares of Common Stock, which amount includes 52,975 shares owned by Mrs. Gagnon; 26,975 shares held by the Gagnon Foundation, of which Mrs. Gagnon is a trustee; 29,525 shares held by the Gagnon Family Partnership, of which Mrs. Gagnon is a partner; and 15,175 shares held by the Gagnon Trust, of which Mrs. Gagnon is a trustee. (b) Percentage of Class: 3.4% beneficially owned by Mrs. Gagnon. Calculation of percentage of beneficial ownership is based on 4,101,468 shares of the Issuer's Common Stock outstanding on February 4, 2000 as reported by the Issuer on its 10-K for the quarterly period ended December 31, 1999. (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 52,975 shares of Common Stock Page 9 of 14 Pages (ii) shared power to vote or direct the vote: 71,675 shares of Common Stock (iii) sole power to dispose or direct the disposition of: 52,975 shares of Common Stock (iv) shared power to dispose or direct the disposition of: 71,675 shares of Common stock Gagnon Foundation (a) Amount Beneficially Owned: As of April 3, 2000, the Gagnon Foundation owned 26,975 shares of Common Stock. (b) Percentage of Class: 0.7% beneficially owned by the Foundation. Calculation of percentage of beneficial ownership is based on 4,101,468 shares of the Issuer's Common Stock outstanding on February 4, 2000 as reported by the Issuer on its 10-K for the quarterly period ended December 31, 1999. (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 26,975 shares of Common Stock (ii) shared power to vote or direct the vote: N/A Page 10 of 14 Pages (iii) sole power to dispose or direct the disposition of: 26,975 shares of Common Stock (iv) shared power to dispose or direct the disposition of: N/A Gagnon Family Partnership (a) Amount Beneficially Owned: As of April 3, 2000, the Gagnon Family Partnership owned 29,575 shares of Common Stock. (b) Percentage of Class: 0.7% beneficially owned by the Partnership. Calculation of percentage of beneficial ownership is based on 4,101,468 shares of the Issuer's Common Stock outstanding on February 4, 2000 as reported by the Issuer on its 10-K for the quarterly period ended December 31, 1999. (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 29,575 shares of Common Stock (ii) shared power to vote or direct the vote: N/A (iii) sole power to dispose or direct the disposition of: 29,575 shares of Common Stock Page 11 of 14 Pages (iv) shared power to dispose or direct the disposition of: N/A Gagnon Trust (a) Amount Beneficially Owned: As of April 3, 2000, the Gagnon Trust owned 15,175 shares of Common Stock. (b) Percentage of Class: 0.4% beneficially owned by the Trust. Calculation of percentage of beneficial ownership is based on 4,101,468 shares of the Issuer's Common Stock outstanding on February 4, 2000 as reported by the Issuer on its 10-K for the quarterly period ended December 31, 1999. (c) Number of Shares as to Which Such Person Has: (i) sole power to vote or direct the vote: 15,175 shares of Common Stock (ii) shared power to vote or direct the vote: N/A (iii) sole power to dispose or direct the disposition of: 15,175 shares of Common Stock (iv) shared power to dispose or direct the disposition of: N/A Page 12 of 14 Pages Item 5. This statement is being filed to report that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the Common Stock. Item 6-9. Not applicable. Item 10. Certification: By signing below, the Reporting Persons certify that, to the best of their knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose and do not have the effect of changing or influencing the control of the Issuer of such securities, and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 13 of 14 Pages SIGNATURE After reasonable inquiry and to the best of the undersigneds' knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: May 16, 2000 /s/ Neil Gagnon ----------------------------- Neil Gagnon /s/ Lois Gagnon ----------------------------- Lois Gagnon GAGNON FOUNDATION By: /s/ Neil Gagnon ----------------------------- Neil Gagnon, Trustee GAGNON FAMILY PARTNERSHIP BY: /s/ Neil Gagnon ----------------------------- Neil Gagnon, Partner GAGNON TRUST By: /s/ Neil Gagnon ----------------------------- Neil Gagnon, Trustee Page 14 of 14 Pages -----END PRIVACY-ENHANCED MESSAGE-----