-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ewu61nt6cqrmtzg4tqJ3D0U+NMGlI6+sHsVa3LdWuJ8PfVF2ZA4QyPYzwl9jGklE euaiwJnmYVBstqRoP0WGSA== 0000891547-98-000017.txt : 19980126 0000891547-98-000017.hdr.sgml : 19980126 ACCESSION NUMBER: 0000891547-98-000017 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980123 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERLEAF INC /MA/ CENTRAL INDEX KEY: 0000793604 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042729042 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-37237 FILM NUMBER: 98511604 BUSINESS ADDRESS: STREET 1: 62 FOURTH AVE STREET 2: 9 HILLSIDE AVE CITY: WALTHAM STATE: MA ZIP: 02154 BUSINESS PHONE: 6172900710 MAIL ADDRESS: STREET 1: 62 FOURTH AVENUE CITY: WALTHAM STATE: MA ZIP: 02154 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RYBACK MANAGEMENT CORP /MO /ADV CENTRAL INDEX KEY: 0000891547 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 431615580 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 7711 CARONDELET AVE STE 700 CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147275305 FORMER COMPANY: FORMER CONFORMED NAME: RYBACK MANAGEMENT CORP /MO/ /ADV DATE OF NAME CHANGE: 19940822 SC 13G/A 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13-G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) Interleaf, Inc. (Name of Issuer) 144A Convertible Series C Preferred Stock (Title of Class of Securities) None (CUSIP Number) Check the following box if a fee is being paid with this statement (A fee is not required only if the filing person: (1) has a previous statement on reporting the beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities and Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) 2 Name of reporting person: Ryback Management Corporation I.R.S. Identification No. of Above Entity 43-1615580 Check Appropriate Box if a member of a group* 3. SEC use only 4. Citizenship or Place of Organization Michigan Number of 5. Sole Voting Power Shares 1,010,348 convertible preferred shares results in 4,041,392 common shares Beneficially 6. Shared Voting Power Owned by Each 7. Sole Dispositive Power Reporting 1,010,348 convertible preferred shares results in 4,041,392 common shares Person With 8. Shared Dispositive Power 9. Aggregate Amount Beneficially owned by each reporting person: 505,174 convertible pfd shares held by Lindner Growth Fund 505,174 convertible pfd shares held by Lindner Dividend Fund 10. Check Box if the Aggregate amount in Row (9) excludes certain shares 11. Percent of Class Represented by Amount in Row (9) 18.81% of the fully diluted outstanding class of common stock 12. Type of Reporting Person IA - Ryback Management Corporation IV - Lindner Investment Series Trust sec 1745 (6-80) SEE INSTRUCTION BEFORE FILLING OUT! 3 SEC 13G SECURITIES AND EXCHANGE COMMISSION SCHEDULE 13g Amendment No. 1 Item 1(a) Name of Issuer: Interleaf, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 62 Fourth Avenue, Waltham, MA 02154 Item 2(a) Name of Person Filing: Ryback Management Corporation Item 2(b) Address of Principal Business Office: 7711 Carondelet Ave., Box 16900, St. Louis, MO 63105 Item 2(c) Citizenship: Michigan Items 2(d) Title and Class of Securities: Convertible Preferred Stock Item 2(e) CUSIP: None for convertible pfd/450729-10-0 for the common Item 3) If this statement is filed pursuant to Rule 13d-1(b) or, 13d-2(b), check whether the person filing is a: [X] Investment Company registered under Section 8 of the Investment Company Act ( LINDNER INVESTMENT SERIES TRUST) [X] Investment Company Adviser registered under Section 203 of the Investment Advisers Act of 1940 (RYBACK MANAGEMENT CORPORATION) Item 4 Ownership: The Shares listed below were held in a fiduciary capacity by Ryback Management and/or Lindner Investment Series Trust as of December 31, 1997: (A) Amount beneficially owned: 505,174 convertible pfd shares held by Lindner Growth Fund and 505,174 convertible pfd shares held by Lindner Dividend Fund (B) Percent of class: 18.81% of the diluted common shares (C) Number of shares as to which such subject COMPANY has: (1)sole power to vote or direct to vote: 4,041,392 (2)sole power to dispose of or direct disposition of: 4,041,392 Instruction: For computation regarding securities which represent the right to acquire an underlying security see Rule 13d-3(d)(1). 4 Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Lindner Growth Fund and Lindner Dividend Fund, registered investment companies, each own 505,174 convertible Rule 144A preferred stock. These shares, if converted, would result in each fund holding 9.405% of the common stock outstanding. Lindner Growth Fund and Lindner Dividend Fund are each separate series of the Lindner Investment Series Trust. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported On By the Parent Holding Company. See Item 3 Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: January 23, 1998 /S/ Eric E. Ryback, President Ryback Management Corporation Lindner Investment Series Trust (314) 727-5305 -----END PRIVACY-ENHANCED MESSAGE-----