0001209191-18-018814.txt : 20180312 0001209191-18-018814.hdr.sgml : 20180312 20180312153819 ACCESSION NUMBER: 0001209191-18-018814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFalco Ciro M CENTRAL INDEX KEY: 0001534268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 18683244 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP, INC. STREET 2: 6 INTERNATIONAL DRIVE CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-08 0 0000793547 NAVIGATORS GROUP INC NAVG 0001534268 DeFalco Ciro M C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 0 1 0 0 SVP,Chief Financial Officer Performance Units 2018-03-08 4 A 0 10619 0.00 A Common Stock 10619 10619 D Each performance unit represents a contingent right to receive the closing price of one share of NAVG common stock as of the date of vesting. Performance units vesting on March 2, 2021, subject to the Reporting Person's continued employment. The number of performance units that will vest, which can range from 50% to 150% of the performance units reported on this Form 4, depends on the attainment of certain performance targets over a three-year period ending December 31, 2020. Deepa R. Nayini, attorney-in-fact 2018-03-12