0001209191-18-017614.txt : 20180307 0001209191-18-017614.hdr.sgml : 20180307 20180307135039 ACCESSION NUMBER: 0001209191-18-017614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bach Carl L III CENTRAL INDEX KEY: 0001666622 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 18672761 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP, INC. STREET 2: 400 ATLANTIC STREET, 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-05 0 0000793547 NAVIGATORS GROUP INC NAVG 0001666622 Bach Carl L III C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 0 1 0 0 Managing Director NUAL (sub) Common Stock 2018-03-05 4 A 0 6096 0.00 A 20407 D Common Stock 2018-03-05 4 F 0 2866 55.65 D 17541 D Performance Units 2018-03-05 4 M 0 8000 0.00 D Common Stock 0 D Vesting of performance units grant. Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control. Shares withheld to satisfy tax obligation arising out of vesting of performance units. Vested in a range from 50% to 150% based on the attainment of certain performance targets over a three-year period ending December 31, 2017, which vesting is reported in this Form 4. Deepa R. Nayini, attorney-in-fact 2018-03-07