0001209191-16-116905.txt : 20160503 0001209191-16-116905.hdr.sgml : 20160503 20160503124310 ACCESSION NUMBER: 0001209191-16-116905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160501 FILED AS OF DATE: 20160503 DATE AS OF CHANGE: 20160503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Casella Michael J CENTRAL INDEX KEY: 0001671472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 161614541 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP, INC. STREET 2: 400 ATLANTIC STREET, 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-01 0 0000793547 NAVIGATORS GROUP INC NAVG 0001671472 Casella Michael J C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 0 1 0 0 President, Navigators Int'l Common Stock 2016-05-01 4 A 0 5000 0.00 A 0 D Performance Units 2016-05-01 4 A 0 15000 0.00 A Common Stock 15000 15000 D Restricted stock units vesting in two equal installments on May 1, 2017 and 2018, subject to the Reporting Person's continued employment with the Issuer. Until the award vests, the Reporting Person does not have voting or dispositive control over these shares. Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control. Each performance unit represents a contingent right to receive the closing price of one share of NAVG common stock as of the date of vesting. Performance units vesting on February 28, 2019, subject to the Reporting Person's continued employment. The number of performance units that will vest depends on the attainment of certain performance targets over a three-year period ending December 31, 2018. Emily B. Miner, attorney-in-fact 2016-05-03