0001209191-16-106961.txt : 20160308 0001209191-16-106961.hdr.sgml : 20160308 20160308163257 ACCESSION NUMBER: 0001209191-16-106961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bassett Jr H Clay CENTRAL INDEX KEY: 0001434236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 161491919 MAIL ADDRESS: STREET 1: THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10119 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-04 0 0000793547 NAVIGATORS GROUP INC NAVG 0001434236 Bassett Jr H Clay C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 0 1 0 0 SVP,Chief Underwriting Officer Performance Units 2016-03-04 4 A 0 5000 0.00 A Common Stock 5000 5000 D Each performance unit represents a contingent right to receive the closing price of one share of NAVG common stock as of the date of vesting. Performance units vesting on February 28, 2019, subject to the Reporting Person's continued employment. The number of performance units that will vest, which can range from 50% to 150% of the performance units reported on this Form 4, depends on the attainment of certain performance targets over a three-year period ending December 31, 2018. Emily B. Miner, attorney-in-fact 2016-03-08