0001209191-15-014787.txt : 20150218 0001209191-15-014787.hdr.sgml : 20150216 20150217185057 ACCESSION NUMBER: 0001209191-15-014787 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEKS MONICA CENTRAL INDEX KEY: 0001277022 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 15625074 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10119 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2014-12-31 0 0 0 0000793547 NAVIGATORS GROUP INC NAVG 0001277022 DEEKS MONICA C/O THE NAVIGATORS GROUP, INC. 400 ATLANTIC STREET STAMFORD CT 06901 0 0 1 0 Common Stock par value $.10 per share 2014-02-24 5 G 0 22015 0.00 D 2342036 I See Footnote Common Stock par value $.10 per share 2014-03-19 5 G 0 875000 0.00 A 2342036 I See Footnote Common Stock par value $.10 per share 2014-12-11 5 G 0 5000 0.00 A 2342036 I See Footnote Common Stock par value $.10 per share 2014-12-31 5 G 0 263700 0.00 D 2342036 I See Footnote Common Stock par value $.10 per share 2014-12-31 5 G 0 295223 0.00 D 2342036 I See Footnote Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust"), of which the Reporting Person was trustee. Represents gift by Terence N. Deeks to the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust"), of which the Reporting Person is trustee. Represents gift to the Deeks Family Foundation (the "Foundation"). Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust"), of which the Reporting Person is trustee. Represents distribution in kind to Terence N. Deeks by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust"), of which the Reporting Person is trustee. Includes 1,471,741 shares held by the 2012 Trust, 2013 Trust and 2014 Trust (collectively the "Trusts"), as of December 31, 2014, of which the Reporting Person is the sole trustee, 52,342 shares owned jointly with the Reporting Person's spouse, 22,000 shares held by the Deeks Family Foundation (the "Foundation") and 795,953 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein. Exhibit List: 24. Power of Attorney /s/ Emily B. Miner, attorney-in-fact 2015-02-13 EX-24 2 attachment1.htm EX-24 DOCUMENT

                               POWER OF ATTORNEY

Know all by these presents, that the undersigned hereby constitutes and appoints
each of Emily B. Miner and Deepa Nayini, signing singly, the undersigned's true
and lawful attorney-in-fact to:

    (1) execute for and on behalf of the undersigned, in the undersigned's
        capacity as an officer and/or director of The Navigators Group, Inc.
        (the "Company"), Forms 3, 4 and 5 (including amendments thereto) in
        accordance with Section 16(a) of the Securities Exchange Act of 1934 and
        the rules and regulations thereunder;

    (2) do and perform any and all acts for and on behalf of the undersigned
        which may be necessary or desirable to complete and execute any such
        Forms 3, 4 or 5, and timely file such forms (including amendments
        thereto) with the United States Securities and Exchange Commission and
        any stock exchange or similar authority; and

    (3) take any other action of any type whatsoever in connection with the
        foregoing which, in the opinion of such attorney-in-fact, may be of
        benefit to, in the best interest of, or legally required by, the
        undersigned, it being understood that the documents executed by such
        attorney-in-fact on behalf of the undersigned pursuant to this Power of
        Attorney shall be in such form and shall contain such terms and
        conditions as such attorney-in-fact may approve in such attorney-in-
        fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.

The undersigned shall be provided with the opportunity to review and approve in
advance any documents to be signed by an attorney-in-fact hereunder; however,
the undersigned agrees that each such attorney-in-fact may rely entirely on
information furnished orally or in writing by the undersigned to such attorney-
in-fact in taking such action.

This Power of Attorney supersedes any power of attorney previously executed by
the undersigned regarding the purposes outlined in the first paragraph hereof
("Prior Powers of Attorney"), and the authority of the attorneys-in-fact named
in any Prior Powers of Attorney is hereby revoked.

This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 or 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact or otherwise revoked in a manner as provided below.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 13th day of February 2015.


                                         By:  /s/ Monica J Deeks
                                            --------------------------
                                         Name: Monica J Deeks