-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJSXLi84lJqGqQQ9MrCaWRaCo4SxGeZvHeufbSkij+oB6eevri6/6tM1iTadggCT CIV+Cci/47mW6k6J0/Vc2Q== 0001193805-10-000485.txt : 20100212 0001193805-10-000485.hdr.sgml : 20100212 20100212161536 ACCESSION NUMBER: 0001193805-10-000485 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEKS MONICA CENTRAL INDEX KEY: 0001277022 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 10599541 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: 55TH FL CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 2122442333 MAIL ADDRESS: STREET 1: ONE PENN PLAZA 55TH FL CITY: NEW YORK STATE: NY ZIP: 10119 5 1 e606463_ex.xml FORM 5 X0303 5 2009-12-31 0 0 0 0000793547 NAVIGATORS GROUP INC NAVG 0001277022 DEEKS MONICA C/O THE NAVIGATORS GROUP INC ONE PENN PLAZA NEW YORK NY 10119 0 0 1 0 Common Stock, par value $.10 per share 2009-02-27 5 G 0 45328 0 D 2461812 I See Footnote Common Stock, par value $.10 per share 2009-02-27 5 G 0 13342 0 D 2461812 I See Footnote Common Stock, par value $.10 per share 2009-02-27 5 G 0 40028 0 D 2461812 I See Footnote Common Stock, par value $.10 per share 2009-02-27 5 G 0 1323564 0 A 2461812 I See Footnote Common Stock, par value $.10 per share 2009-10-16 5 G 0 961 0 D 2461812 I See Footnote Common Stock, par value $.10 per share 2009-12-31 5 G 0 423855 0 D 2461812 I See Footnote Common Stock, par value $.10 per share 2009-12-31 5 G 0 362362 0 D 2461812 I See Footnote Common Stock, par value $.10 per share 2009-12-31 5 G 0 407898 0 D 2461812 I See Footnote Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2006 Qualified Three Year Annuity Trust (the "2006 Trust"), of which the Reporting Person was trustee until its termination. Represents distribution in kind to the Jane Deeks McCarthy 1995 Trust by the 2006 Trust, of which the Reporting Person was trustee until its termination. Represents distribution in kind to the 2005 Deeks Declaration Children's Trust by the 2006 Trust, of which the Reporting Person was trustee until its termination. Represents gift by Terence N. Deeks to the Terence N. Deeks 2009 Qualified Three Year Annuity Trust (the "2009 Trust"), of which the Reporting Person is trustee. Represents gift to Johns Hopkins University (of Baltimore, Maryland). Represents distribution in kind to the Terence N. Deeks by the 2009 Trust, of which the Reporting Person is trustee. Represents distribution in kind to the Terence N. Deeks by the Terence N. Deeks 2008 Qualified Three Year Annuity Trust (the "2008 Trust"), of which the Reporting Person is trustee. Represents distribution in kind to the Terence N. Deeks by the Terence N. Deeks 2007 Qualified Three Year Annuity Trust (the "2007 Trust"), of which the Reporting Person is trustee. The Reporting Person is the sole trustee of the 2007 Trust, 2008 Trust and 2009 Trust (collectively the "Trusts"). Includes 1,186,855 shares held by the Trusts, as of December 31, 2009, 75,842 shares owned jointly with the Reporting Person's husband, Terence N. Deeks, and 5,000 shares held by the Deeks Family Foundation (the "Foundation"). Includes 1,194,115 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trust and the Foundation except to the extent of her pecuniary interest therein. /s/ Monica Deeks 2010-02-10 -----END PRIVACY-ENHANCED MESSAGE-----