8-K 1 a4514333.txt THE NAVIGATORS GROUP 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 5, 2003 THE NAVIGATORS GROUP, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 0-15886 13-3138397 (Commission File Number) (I.R.S. Employer Identification Number) One Penn Plaza New York, New York 10119 (Address of Principal Executive Offices) (Zip Code) (212) 244-2333 (Registrant's Telephone Number, Including Area Code) (Former Name or Former Address, if Changed Since Last Report) ITEM 9. Regulation FD Disclosure ITEM 12. Results of Operations and Financial Condition The following information is furnished pursuant to Item 9 "Regulation FD Disclosure" and Item 12 "Results of Operations and Financial Condition." This information shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. On November 5, 2003, The Navigators Group, Inc. issued a press release announcing its earnings for the third quarter of 2003. This press release is attached hereto as Exhibit 99.1. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. THE NAVIGATORS GROUP, INC. By: /S/ Bradley D. Wiley --------------------------------------- Name: Bradley D. Wiley Title: Senior Vice President, Chief Financial Officer and Secretary Dated: November 11, 2003 INDEX TO EXHIBITS Number Description ----- ----------- 99.1 Press Release issued by The Navigators Group, Inc. on November 5, 2003.