0000793547-16-000040.txt : 20160210
0000793547-16-000040.hdr.sgml : 20160210
20160210163119
ACCESSION NUMBER: 0000793547-16-000040
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160210
DATE AS OF CHANGE: 20160210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVIGATORS GROUP INC
CENTRAL INDEX KEY: 0000793547
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133138397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-6090
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEEKS TERENCE N
CENTRAL INDEX KEY: 0001170862
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15886
FILM NUMBER: 161406143
MAIL ADDRESS:
STREET 1: C/O THE NAVIGATORS GROUP INC
STREET 2: ONE PENN PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10119
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5
2015-12-31
0
0
0
0000793547
NAVIGATORS GROUP INC
NAVG
0001170862
DEEKS TERENCE N
C/O THE NAVIGATORS GROUP INC
400 ATLANTIC STREET, 8TH FLOOR
STAMFORD
CT
06901
1
0
1
0
Common Stock par value $.10 per share
2015-02-12
5
G
0
30713
0
A
2107947
D
Common Stock par value $.10 per share
2015-02-12
5
G
0
215697
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-03-25
5
G
0
789917
0
D
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-05-15
5
S
0
10000
77.38
D
2107947
D
Common Stock par value $.10 per share
2015-12-12
5
G
0
5000
0
A
2107947
I
See Footnote(10)
Common Stock par value $.10 per share
2015-12-15
5
S
0
9142
85.41
D
2107947
D
Common Stock par value $.10 per share
2015-12-31
5
G
0
250659
0
A
2107947
D
Common Stock par value $.10 per share
2015-12-31
5
G
0
215570
0
A
2107947
D
Common Stock par value $.10 per share
2015-12-31
5
G
0
186589
0
A
2107947
D
Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust").
Represents distribution in kind by the 2012 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
Represents gift by the Reporting Person to the Terence N. Deeks 2015 Qualified Three Annuity Trust (the "2015 Trust").
Represents sale by the Reporting Person.
Represents a gift to the Deeks Family Foundation (the "Foundation").
Represents sale by the Reporting Person.
Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust").
Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2014 Qualified Three Year Annuity Trust (the "2014 Trust").
Represents distribution in kind to the Reporting Person by the 2015 Trust.
(10) Includes 1,362,482 shares held by the 2013 Trust, 2014 Trust and 2015 Trust (collectively the "Trusts"), as of December 31, 2015, of which the Reporting Person is the settler, 33,200 shares owned jointly with the Reporting Person's wife, 685,265 shares held directly and 27,000 shares held by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.
Emily B. Miner, attorney-in-fact
2015-02-10