0000793547-14-000001.txt : 20140213
0000793547-14-000001.hdr.sgml : 20140213
20140213212931
ACCESSION NUMBER: 0000793547-14-000001
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NAVIGATORS GROUP INC
CENTRAL INDEX KEY: 0000793547
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 133138397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: 203-905-6090
MAIL ADDRESS:
STREET 1: 400 ATLANTIC STREET
STREET 2: 8TH FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEEKS TERENCE N
CENTRAL INDEX KEY: 0001170862
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15886
FILM NUMBER: 14609179
MAIL ADDRESS:
STREET 1: C/O THE NAVIGATORS GROUP INC
STREET 2: ONE PENN PLZ
CITY: NEW YORK
STATE: NY
ZIP: 10119
5
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
5
2013-12-31
0
0
0
0000793547
NAVIGATORS GROUP INC
NAVG
0001170862
DEEKS TERENCE N
C/O THE NAVIGATORS GROUP INC
400 ATLANTIC STREET, 8TH FLOOR
STAMFORD
CT
06901
1
0
1
0
Common Stock par value $.10 per share
2013-01-28
5
G
0
28030
0
A
2341640
D
Common Stock par value $.10 per share
2013-03-08
5
G
0
114326
0
D
2341640
I
See Footnote (8)
Common Stock par value $.10 per share
2013-03-19
5
G
0
1117143
0
D
2341640
I
See Footnote (8)
Common Stock par value $.10 per share
2013-12-12
5
G
0
5000
0
A
2341640
I
See Footnote (8)
Common Stock par value $.10 per share
2013-12-12
5
S
0
1500
60.36
D
2341640
I
See Footnote (8)
Common Stock par value $.10 per share
2013-12-31
5
G
0
289016
0
A
2341640
D
Common Stock par value $.10 per share
2013-12-31
5
G
0
307052
0
A
2341640
D
Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2010 Qualified Three Year Annuity Trust (the "2010 Trust").
Represents distribution in kind by the 2010 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
Represents gift by the Reporting Person to the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust").
Represents gift to the Deeks Family Foundation (the "Foundation").
Represents sale by the Foundation. The Reporting Person did not derive financial benefit from the sale of the shares by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.
Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust").
Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust").
Includes 1,378,012 shares held by the 2011 Trust, 2012 Trust and 2013 Trust (collectively, the "Trusts"), as of December 31, 2013, of which the Reporting Person is the settler, 57,342 shares owned jointly with the Reporting Person's wife, 889,286 shares held directly and 17,000 shares held by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.
Emily B. Miner, attorney in fact
2014-02-13