0000793547-14-000001.txt : 20140213 0000793547-14-000001.hdr.sgml : 20140213 20140213212931 ACCESSION NUMBER: 0000793547-14-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-905-6090 MAIL ADDRESS: STREET 1: 400 ATLANTIC STREET STREET 2: 8TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEKS TERENCE N CENTRAL INDEX KEY: 0001170862 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 14609179 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLZ CITY: NEW YORK STATE: NY ZIP: 10119 5 1 primary_doc.xml PRIMARY DOCUMENT X0306 5 2013-12-31 0 0 0 0000793547 NAVIGATORS GROUP INC NAVG 0001170862 DEEKS TERENCE N C/O THE NAVIGATORS GROUP INC 400 ATLANTIC STREET, 8TH FLOOR STAMFORD CT 06901 1 0 1 0 Common Stock par value $.10 per share 2013-01-28 5 G 0 28030 0 A 2341640 D Common Stock par value $.10 per share 2013-03-08 5 G 0 114326 0 D 2341640 I See Footnote (8) Common Stock par value $.10 per share 2013-03-19 5 G 0 1117143 0 D 2341640 I See Footnote (8) Common Stock par value $.10 per share 2013-12-12 5 G 0 5000 0 A 2341640 I See Footnote (8) Common Stock par value $.10 per share 2013-12-12 5 S 0 1500 60.36 D 2341640 I See Footnote (8) Common Stock par value $.10 per share 2013-12-31 5 G 0 289016 0 A 2341640 D Common Stock par value $.10 per share 2013-12-31 5 G 0 307052 0 A 2341640 D Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2010 Qualified Three Year Annuity Trust (the "2010 Trust"). Represents distribution in kind by the 2010 Trust to trusts for the benefit of Reporting Person's children or grandchildren. Represents gift by the Reporting Person to the Terence N. Deeks 2013 Qualified Three Year Annuity Trust (the "2013 Trust"). Represents gift to the Deeks Family Foundation (the "Foundation"). Represents sale by the Foundation. The Reporting Person did not derive financial benefit from the sale of the shares by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein. Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust"). Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2012 Qualified Three Year Annuity Trust (the "2012 Trust"). Includes 1,378,012 shares held by the 2011 Trust, 2012 Trust and 2013 Trust (collectively, the "Trusts"), as of December 31, 2013, of which the Reporting Person is the settler, 57,342 shares owned jointly with the Reporting Person's wife, 889,286 shares held directly and 17,000 shares held by the Foundation. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein. Emily B. Miner, attorney in fact 2014-02-13