0000793547-12-000017.txt : 20120307 0000793547-12-000017.hdr.sgml : 20120307 20120307194533 ACCESSION NUMBER: 0000793547-12-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120305 FILED AS OF DATE: 20120307 DATE AS OF CHANGE: 20120307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeFalco Ciro M CENTRAL INDEX KEY: 0001534268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 12675537 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP, INC. STREET 2: 6 INTERNATIONAL DRIVE CITY: RYE BROOK STATE: NY ZIP: 10573 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 9149348999 MAIL ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-03-05 0 0000793547 NAVIGATORS GROUP INC NAVG 0001534268 DeFalco Ciro M C/O THE NAVIGATORS GROUP, INC. 6 INTERNATIONAL DRIVE RYE BROOK NY 10573 0 1 0 0 SVP & Chief Financial Officer Common Stock 2012-03-05 4 A 0 3500 0 A 0 D Restricted stock units vesting on February 15, 2015, subject to the Reporting Person's continued employment with the Issuer. Excludes performance-based restricted stock units issued concurrently. Until the award vests, the Reporting Person does not have voting or dispositive control over these shares. Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control. Emily B. Miner, attorney-in-fact 2012-03-07