0000793547-12-000001.txt : 20120214 0000793547-12-000001.hdr.sgml : 20120214 20120214175628 ACCESSION NUMBER: 0000793547-12-000001 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEEKS TERENCE N CENTRAL INDEX KEY: 0001170862 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 12613250 MAIL ADDRESS: STREET 1: C/O THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLZ CITY: NEW YORK STATE: NY ZIP: 10119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 9149348999 MAIL ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 5 1 primary_doc.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0 0000793547 NAVIGATORS GROUP INC NAVG 0001170862 DEEKS TERENCE N C/O THE NAVIGATORS GROUP INC 6 INTERNATIONAL DRIVE RYE BROOK NY 10573 1 0 1 0 Common Stock par value $.10 per share 2011-02-25 5 G 0 1000000 0 D 2461812 I See Footnote Common stock par value $.10 per share 2011-12-31 5 G 0 429277 0 A 2461812 D Common Stock par value $.10 per share 2011-12-31 5 G 0 403963 0 A 2461812 D Common Stock par value $.10 per share 2011-12-31 5 G 0 325081 0 A 2461812 D Represents gift by the Reporting Person to the Terence N. Deeks 2011 Qualified Three Year Annuity Trust (the "2011 Trust"). Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2009 Qualified Three Year Annuity Trust (the "2009 Trust"). Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2010 Qualified Three Year Annuity Trust (the "2010 Trust"). Represents distribution in kind to the Reporting Person by the 2011 Trust. Includes 1,201,323 shares held by the 2010 Trust and the 2011 Trust (collectively the "Trusts"), as of December 31, 2011, of which the Reporting Person is the settler, 67,342 shares owned jointly with the Reporting Person's wife, 1,179,647 shares held directly and 13,500 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of his pecuniary interest therein. Terence N. Deeks 2012-02-14