0000793547-11-000005.txt : 20110307 0000793547-11-000005.hdr.sgml : 20110307 20110307174709 ACCESSION NUMBER: 0000793547-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110303 FILED AS OF DATE: 20110307 DATE AS OF CHANGE: 20110307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bassett Jr H Clay CENTRAL INDEX KEY: 0001434236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15886 FILM NUMBER: 11669849 MAIL ADDRESS: STREET 1: THE NAVIGATORS GROUP INC STREET 2: ONE PENN PLAZA CITY: NEW YORK STATE: NY ZIP: 10119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NAVIGATORS GROUP INC CENTRAL INDEX KEY: 0000793547 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 133138397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 BUSINESS PHONE: 9149348999 MAIL ADDRESS: STREET 1: 6 INTERNATIONAL DR STREET 2: SUITE 100 CITY: RYE BROOK STATE: NY ZIP: 10573 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-03-03 0 0000793547 NAVIGATORS GROUP INC NAVG 0001434236 Bassett Jr H Clay THE NAVIGATORS GROUP INC 6 INTERNATIONAL DRIVE RYE BROOK NY 10573 0 1 0 0 SVP & CUO Common Stock 2011-03-03 4 A 0 2500 0 A 5319 D Restricted stock units vesting on February 16, 2014, subject to the Reporting Person's continued employment with the Issuer. Excludes performance-based restricted stock units issued concurrently. Until the award vests, the Reporting Person does not have voting or dispositive control over these shares. Excludes unvested shares of stock awards over which the Reporting Person does not have voting or dispositive control. H. Clay Bassett, Jr. 2011-03-07