-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LCcSx6UppJTaY1mlLpFWmGD2RaBA/D4YXTs3yBCv7JkjgGMXyGw568qbPNcHFURm rgRuGRmPJuY0IvFfGcsqgg== 0000912057-97-005502.txt : 19970222 0000912057-97-005502.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-005502 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FHP INTERNATIONAL CORP CENTRAL INDEX KEY: 0000793499 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-OFFICES & CLINICS OF DOCTORS OF MEDICINE [8011] IRS NUMBER: 330072502 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38056 FILM NUMBER: 97535164 BUSINESS ADDRESS: STREET 1: 9900 TALBERT AVE CITY: FOUNTAIN VALLEY STATE: CA ZIP: 92708 BUSINESS PHONE: 7149637233 FORMER COMPANY: FORMER CONFORMED NAME: FHP CORP DATE OF NAME CHANGE: 19870201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FHP INTERNATIONAL CORP EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000900478 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 330212495 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9900 TALBERT AVENUE CITY: FOUNTAIN VALLEY STATE: CA ZIP: 90278 BUSINESS PHONE: 714-378-5663 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) FHP INTERNATIONAL CORPORATION (Name of Issuer) COMMON STOCK (Title of Class of Securities) 302426 10 1 (CUSIP Number) Check the following box if a fee is being paid with this statement ___. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages Page 2 of 5 Pages CUSIP No. 302426 10 1 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons FHP International Corporation Employee Stock Ownership Plan - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .X - -------------------------------------------------------------------------------- 3) SEC Use Only. . . . . . . . . . . . . . . . . . . . . . . . . . . . . - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization. . . . . . . . . . . . California - -------------------------------------------------------------------------------- (5) Sole Voting Power . . . . . . . . . . . . . . . .2,945,894 Number of ----------------------------------------------------------------- Shares Beneficially (6) Shared Voting Power. . . . . . . . . . . . . . . . . . . Owned by ----------------------------------------------------------------- Each Reportin g (7) Sole Dispositive Power. . . . . . . . . . . . . .2,945,894 Person ----------------------------------------------------------------- With: (8) Shared Dispositive Power. . . . . . . . . . . . . . . . . - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2,945,894 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 . . . . . . . . . 7.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) . . . . . . . . . . . . EP - -------------------------------------------------------------------------------- Page 3 of 5 Pages SCHEDULE 13G ITEM 1 (a) NAME OF ISSUER: FHP International Corporation (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 3120 Lake Center Drive Santa Ana, California 92704 ITEM 2 (a) NAME OF PERSON FILING: FHP International Corporation Employee Stock Ownership Plan (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 3120 Lake Center Drive Santa Ana, California 92704 (c) CITIZENSHIP: Organized in California (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $.05 per share (e) CUSIP NUMBER: 302426 10 1 ITEM 3 FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b): Inapplicable ITEM 4 OWNERSHIP: (a) 2,945,894 shares beneficially owned (b) Represents 7.1% of the class (c) Sole voting and dispositive power over 2,945,894 shares Page 4 of 5 Pages ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Participants' individual accounts under the FHP International Corporation Employee Stock Ownership Plan have the right to receive dividends from and the proceeds from the sale of such securities. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Inapplicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: Inapplicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP: Inapplicable ITEM 10 CERTIFICATION: Inapplicable Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 1997 FHP INTERNATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN BY: /s/ BURKE F. GUMBINER ------------------------------- BURKE F. GUMBINER, CHAIRMAN ADMINISTRATIVE COMMITTEE -----END PRIVACY-ENHANCED MESSAGE-----