-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fq+EWg5CCKu96Q3SwXAep/2riHxutfW4Ah+gwEbr5XVo/UIHUHISMduoyePuhQCI neHSaK/Yb1ZrPtnO/l2Wtw== 0001010549-07-000079.txt : 20070130 0001010549-07-000079.hdr.sgml : 20070130 20070130150250 ACCESSION NUMBER: 0001010549-07-000079 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070130 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070130 DATE AS OF CHANGE: 20070130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLUE DOLPHIN ENERGY CO CENTRAL INDEX KEY: 0000793306 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731268729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-15905 FILM NUMBER: 07564305 BUSINESS ADDRESS: STREET 1: 801 TRAVIS SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002-5729 BUSINESS PHONE: 7132277660 MAIL ADDRESS: STREET 1: 801 TRAVIS SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002-5729 FORMER COMPANY: FORMER CONFORMED NAME: MUSTANG RESOURCES CORP DATE OF NAME CHANGE: 19900122 FORMER COMPANY: FORMER CONFORMED NAME: ZIM ENERGY CORP DATE OF NAME CHANGE: 19870921 8-K 1 bluedolphin8k013007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report: (date of earliest event reported) January 30, 2007 (January 24, 2007) Blue Dolphin Energy Company (Exact name of registrant as specified in its charter) Delaware 0-15905 73-1268729 (State or other jurisdiction (Commission file number) (I.R.S. Employer of incorporation) Identification No.) 801 Travis, Suite 2100, Houston, Texas 77002 (Address of principal executive offices) (Zip code) (713) 227-7660 (Registrant's telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: |_| Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |_| Soliciting material pursuant to rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS. On January 24, 2007, Ivar Siem, Chairman and Chief Executive Officer, Michael J. Jacobson, President, and Gregory W. Starks, Vice President, Treasurer and Secretary, entered into the company's standard form of Indemnification Agreement. On January 25, 2007, the following members of the company's Board of Directors, Laurence N. Benz, Michael S. Chadwick and Erik Ostbye, entered into the company's standard form of Indemnification Agreement. On January 26, 2007, John N. Goodpasture and Harris A. Kaffie, members of the company's Board of Directors, entered into the company's standard form of Indemnification Agreement. These agreements do not increase the extent or scope of indemnification provided to directors and executive officers under the company's Amended and Restated Certificate of Incorporation or Amended and Restated Bylaws. These agreements provide for indemnification of each director and executive officer for expenses, judgments, fines and settlement amounts incurred by them in certain circumstances and upon certain conditions. These agreements also establish procedures and other agreements pertaining to such obligations of the company and include other provisions that the company believes are customary. The foregoing description of the Indemnification Agreements is qualified in its entirety by reference to the text of the form of Indemnification Agreement, which was filed as Exhibit 99.1 to the company's Current Report on Form 8-K filed with the Securities and Exchange Commission on November 17, 2006, and is incorporated herein by reference. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits 99.1 Form of Indemnification Agreement. (Incorporated by reference from Blue Dolphin Energy Company's Current Report on Form 8-K filed on November 17, 2006.) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: January 30, 2007 BLUE DOLPHIN ENERGY COMPANY By: /s/ GREGORY W. STARKS ------------------------------------ Gregory W. Starks Vice President, Treasurer, Secretary -----END PRIVACY-ENHANCED MESSAGE-----