-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Sq8VEP5r80MXxbBZM+uORIpgjS05jD5SI4Wx3yMrQlnh6weO/YFSf7M3jtCsGX78 ZYKbmWTFPlLN3B66y8qShQ== 0000889812-96-000095.txt : 19960213 0000889812-96-000095.hdr.sgml : 19960213 ACCESSION NUMBER: 0000889812-96-000095 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EASTERN BANCORP INC CENTRAL INDEX KEY: 0000793169 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 030304472 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37746 FILM NUMBER: 96515852 BUSINESS ADDRESS: STREET 1: 282 WILLISTON RD STREET 2: PO BOX 700 CITY: WILLISTON STATE: VT ZIP: 05495-0700 BUSINESS PHONE: 8028799000 MAIL ADDRESS: STREET 1: 282 WILLISTON ROAD STREET 2: P O BOX 700 CITY: WILLISTON STATE: VT ZIP: 05495-0700 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KEEFE MANAGERS INC/NY CENTRAL INDEX KEY: 0000898339 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133610107 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 375 PARK AVE STREET 2: 31ST FL CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2127542000 MAIL ADDRESS: STREET 1: 375 PARK AVE STREET 2: 31ST FL CITY: NEW YORK STATE: NY ZIP: 10152 SC 13G/A 1 AMENDMENT NO. 2 TO STATEMENT OF BENEFICIAL OWNERSHIP OMB APPROVAL ------------ OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response. . . . 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Eastern Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 276269107 (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP No. 276269107 13G Page 2 of 5 Pages 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Keefe Managers, Inc. 13-361-0107 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / 3) SEC Use Only 4) Citizenship or Place of Organization Delaware (5) Sole Voting Power -0- Number of Shares (6) Shared Voting Power Beneficially -0- Owned by Each (7) Sole Dispositive Power Reporting Person -0- With (8) Shared Dispositive Power -0- 9) Aggregate Amount Beneficially Owned by Each Reporting Person -0- 10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* 11) Percent of Class Represented by Amount in Row 9 0.0% 12) Type of Reporting Person* IA, CO *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages Item 1 (a) Name of Issuer: Eastern Bancorp (b) Address of Issuer's Principal Executive Offices: 282 Williston Road P.O. Box 700 Williston, VT 05495-0700 Item 2 (a) Name of Person Filing: KEEFE MANAGERS, INC. (b) Address of Principal Business Office or, If None, Residence: 375 Park Avenue (31st Floor) New York, New York 10152 (c) Citizenship: Delaware corporation (d) Title of Class of Securities: Common Stock (e) CUSIP No.: 276269107 Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in section 3(a)(6) of the Act (c) / / Insurance Company as defined in section 3(a)(19) of the Act (d) / / Investment Company registered under section 8 of the Investment Company Act Page 3 of 5 Pages (e) /X/ Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with ss.240.13d- 1(b)(1)(ii)(H) Item 4 Ownership: (a) Amount Beneficially Owned: 0 (b) Percent of Class: 0.0% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 0 Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following [X]. Item 6 Ownership of More Than Five Percent on Behalf of Another Person: Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Page 4 of 5 Pages Item 8 Identification and Classification of Members of the Group: Not Applicable. Item 9 Notice of Dissolution of Group: Not Applicable. Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. KEEFE MANAGERS, INC. January 22, 1996 By: /s/ Harry V. Keefe, Jr. ------------------------- Signature Harry V. Keefe, Jr., Chairman - --------------------------------- Name/Title Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----