0001752724-23-273455.txt : 20231129
0001752724-23-273455.hdr.sgml : 20231129
20231129120948
ACCESSION NUMBER: 0001752724-23-273455
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230929
FILED AS OF DATE: 20231129
DATE AS OF CHANGE: 20231129
PERIOD START: 20230930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 231450172
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
NPORT-P
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Ellsworth Growth & Income Fund Ltd
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Rye
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1-800-422-3554
Ellsworth Growth & Income Fund Ltd
549300GYFOXHCDQTI772
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2023-09-29
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42212875.00000000
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PETIQ INC
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PetIQ Inc
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DBT
CORP
US
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2
2026-06-01
Fixed
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N
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PetIQ Inc
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XXXX
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Kaleyra Inc
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1.345389047623
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DBT
CORP
US
Y
2
2026-06-01
Fixed
6.12500000
N
N
N
N
N
Kaleyra Inc
Kaleyra Inc
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VERITONE INC
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Veritone Inc
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2170000.00000000
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USD
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DBT
CORP
US
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2026-11-15
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Veritone Inc
Veritone Inc
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Braemar Hotels & Resorts Inc
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0.257370212940
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DBT
CORP
US
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2026-06-01
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N
Braemar Hotels & Resorts Inc
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USD
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PERFICIENT INC
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Perficient Inc
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USD
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2026-11-15
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N
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Perficient Inc
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Pfizer Inc
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Pfizer Inc
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40000.00000000
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USD
1326800.00000000
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EC
CORP
US
N
1
N
N
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NCL CORPORATION LTD
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NCL Corp Ltd
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USD
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DBT
CORP
BM
N
2
2027-02-15
Fixed
1.12500000
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N
N
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Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
EUR
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T-Mobile US Inc
549300QHIJYOHPACPG31
T-Mobile US Inc
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24619.00000000
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USD
3447890.95000000
2.780679758710
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EC
CORP
US
N
1
N
N
N
ARRAY TECHNOLOGIES INC
549300JM5FECYJQ85V37
Array Technologies Inc
04271TAB6
2026000.00000000
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USD
2312679.00000000
1.865145904250
Long
DBT
CORP
US
N
2
2028-12-01
Fixed
1.00000000
N
N
N
N
Y
Array Technologies Inc
Array Technologies Inc
USD
XXXX
N
N
N
8X8 INC
254900XWSOC5U1BRW939
8x8 Inc
282914AB6
2060000.00000000
PA
USD
1987903.05000000
1.603218272728
Long
DBT
CORP
US
N
2
2024-02-01
Fixed
0.50000000
N
N
N
N
Y
8x8 Inc
8x8 Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FU6
2135000.00000000
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USD
2112035.92000000
1.703329837741
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DBT
UST
US
N
2
2023-12-14
None
0.00000000
N
N
N
N
N
N
CMS ENERGY CORP
549300IA9XFBAGNIBW29
CMS Energy Corp
125896BW9
2000000.00000000
PA
USD
1885000.00000000
1.520228284821
Long
DBT
CORP
US
Y
2
2028-05-01
Fixed
3.37500000
N
N
N
N
Y
CMS Energy Corp
CMS Energy Corp
USD
XXXX
N
N
N
INVACARE CORP
N/A
INVACARE CORP
000000000
1015000.00000000
PA
USD
0.00000000
0.000000
Long
DBT
CORP
US
N
2
2028-05-08
None
0.00000000
N
N
N
N
N
N
LIBERTY MEDIA CORP
N/A
Liberty Media Corp-Liberty Formula One
531229AQ5
1815000.00000000
PA
USD
1775070.00000000
1.431571152009
Long
DBT
CORP
US
N
2
2027-08-15
Fixed
2.25000000
N
N
N
N
N
Liberty Media Corp-Liberty For
Liberty Media Corp-Liberty Formula One
USD
XXXX
N
N
N
INVACARE CORP SR GLBL COCO 26
N/A
INVACARE CORP SR GLBL COCO 26
000000000
13970.00000000
NS
USD
139.70000000
0.000112666255
Long
EC
CORP
US
N
2
N
N
N
FUBOTV INC
N/A
fuboTV Inc
35953DAB0
1415000.00000000
PA
USD
938145.00000000
0.756601890856
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
3.25000000
N
N
N
N
Y
fuboTV Inc
fuboTV Inc
USD
XXXX
N
N
N
American Tower Corp
5493006ORUSIL88JOE18
American Tower Corp
03027X100
10000.00000000
NS
USD
1644500.00000000
1.326268124344
Long
EC
CORP
US
N
1
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAE3
1250000.00000000
PA
USD
1106203.73000000
0.892139097676
Long
DBT
CORP
US
N
2
2027-03-01
Fixed
2.50000000
N
N
N
N
Y
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
BIGBEAR.AI HOLDINGS INC
549300XGCF2ELN28CS63
BigBear.ai Holdings Inc
08975BAA7
2000000.00000000
PA
USD
1370000.00000000
1.104887400639
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
6.00000000
N
N
N
N
N
BigBear.ai Holdings Inc
BigBear.ai Holdings Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796ZD4
2550000.00000000
PA
USD
2527766.83000000
2.038611476074
Long
DBT
UST
US
N
2
2023-11-30
None
0.00000000
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N
N
N
N
N
DEXCOM INC
549300YSK3QDSFR5EU59
Dexcom Inc
252131AL1
750000.00000000
PA
USD
669000.00000000
0.539539905859
Long
DBT
CORP
US
Y
2
2028-05-15
Fixed
0.37500000
N
N
N
N
Y
Dexcom Inc
Dexcom Inc
USD
XXXX
N
N
N
MARRIOTT VACATION WORLDW
549300WA6BT5H4F7IO94
Marriott Vacations Worldwide Corp
57164YAE7
2350000.00000000
PA
USD
2056250.00000000
1.658339209901
Long
DBT
CORP
US
Y
2
2027-12-15
Fixed
3.25000000
N
N
N
N
Y
Marriott Vacations Worldwide C
Marriott Vacations Worldwide Corp
USD
XXXX
N
N
N
ORMAT TECHNOLOGIES INC
5493000TSHHWY24VHM09
Ormat Technologies Inc
686688AB8
1375000.00000000
PA
USD
1340625.00000000
1.081196840498
Long
DBT
CORP
US
N
2
2027-07-15
Fixed
2.50000000
N
N
N
N
Y
Ormat Technologies Inc
Ormat Technologies Inc
USD
XXXX
N
N
N
AKAMAI TECHNOLOGIES INC
OC1LZNN2LF5WTJ5RIL89
Akamai Technologies Inc
00971TAM3
1500000.00000000
PA
USD
1520250.00000000
1.226062095490
Long
DBT
CORP
US
Y
2
2029-02-15
Fixed
1.12500000
N
N
N
N
Y
Akamai Technologies Inc
Akamai Technologies Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FJ1
553000.00000000
PA
USD
549914.15000000
0.443498697641
Long
DBT
UST
US
N
2
2023-11-09
None
0.00000000
N
N
N
N
N
N
HALOZYME THERAPEUTICS IN
529900242I3SV9AGM753
Halozyme Therapeutics Inc
40637HAF6
2300000.00000000
PA
USD
2159125.00000000
1.741306575843
Long
DBT
CORP
US
N
2
2028-08-15
Fixed
1.00000000
N
N
N
N
N
Halozyme Therapeutics Inc
Halozyme Therapeutics Inc
USD
XXXX
N
N
N
CARDLYTICS INC
549300JETJBH94EIPC66
Cardlytics Inc
14161WAB1
1625000.00000000
PA
USD
1008475.00000000
0.813322132379
Long
DBT
CORP
US
N
2
2025-09-15
Fixed
1.00000000
N
N
N
N
Y
Cardlytics Inc
Cardlytics Inc
USD
XXXX
N
N
N
LUMENTUM HOLDINGS INC
549300JLWRRC38DWEF52
Lumentum Holdings Inc
55024UAG4
2000000.00000000
PA
USD
1823000.00000000
1.470226081288
Long
DBT
CORP
US
Y
2
2029-12-15
Fixed
1.50000000
N
N
N
N
N
Lumentum Holdings Inc
Lumentum Holdings Inc
USD
XXXX
N
N
N
SUNNOVA ENERGY INTL INC
549300JK1Y1VVC3JU540
Sunnova Energy International Inc
86745KAH7
1990000.00000000
PA
USD
1232805.00000000
0.994241395580
Long
DBT
CORP
US
N
2
2028-02-15
Fixed
2.62500000
N
N
N
N
Y
Sunnova Energy International I
Sunnova Energy International Inc
USD
XXXX
N
N
N
AMPHASTAR PHARMACEUTICAL
54930055TH0ZLSAQMJ38
Amphastar Pharmaceuticals Inc
03209RAA1
1500000.00000000
PA
USD
1498500.00000000
1.208520999896
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
2.00000000
N
N
N
N
Y
Amphastar Pharmaceuticals Inc
Amphastar Pharmaceuticals Inc
USD
XXXX
N
N
N
I3 VERTICALS LLC
549300VET627YPCK1T69
i3 Verticals LLC
44933TAB2
2590000.00000000
PA
USD
2407081.25000000
1.941280106161
Long
DBT
CORP
US
N
2
2025-02-15
Fixed
1.00000000
N
N
N
N
Y
I3 Verticals Inc
I3 Verticals Inc
USD
XXXX
N
N
N
DANIMER SCIENTIFIC INC
549300L6Q02MAX72BH35
Danimer Scientific Inc
236272AA8
345000.00000000
PA
USD
124200.00000000
0.100165704495
Long
DBT
CORP
US
Y
2
2026-12-15
Fixed
3.25000000
N
N
N
N
Y
Danimer Scientific Inc
Danimer Scientific Inc
USD
XXXX
N
N
N
CONMED CORP
Z6C0YCECH9DCU5ZIQW84
CONMED Corp
207410AH4
2125000.00000000
PA
USD
2033625.00000000
1.640092438047
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
2.25000000
N
N
N
N
Y
CONMED Corp
CONMED Corp
USD
XXXX
N
N
N
Verizon Communications Inc
2S72QS2UO2OESLG6Y829
Verizon Communications Inc
92343V104
50000.00000000
NS
USD
1620500.00000000
1.306912432654
Long
EC
CORP
US
N
1
N
N
N
STEM INC
549300GVWIYFILN5V546
Stem Inc
85859NAC6
1500000.00000000
PA
USD
1218000.00000000
0.982301353269
Long
DBT
CORP
US
Y
2
2030-04-01
Fixed
4.25000000
N
N
N
N
Y
Stem Inc
Stem Inc
USD
XXXX
N
N
N
AIR TRANSPORT SERVICES G
5493000F3MSFGIXTQE27
Air Transport Services Group Inc
00922RAC9
1600000.00000000
PA
USD
1578400.00000000
1.272959323481
Long
DBT
CORP
US
Y
2
2029-08-15
Fixed
3.87500000
N
N
N
N
N
Air Transport Services Group I
Air Transport Services Group Inc
USD
XXXX
N
N
N
Walt Disney Co/The
549300GZKULIZ0WOW665
Walt Disney Co/The
254687106
12500.00000000
NS
USD
1013125.00000000
0.817072297644
Long
EC
CORP
US
N
1
N
N
N
BANDWIDTH INC
549300QC70JB7MUGXM66
Bandwidth Inc
05988JAB9
4000000.00000000
PA
USD
3228000.00000000
2.603340532309
Long
DBT
CORP
US
N
2
2026-03-01
Fixed
0.25000000
N
N
N
N
Y
Bandwidth Inc
Bandwidth Inc
USD
XXXX
N
N
N
NEXTERA ENERGY INC
N/A
NextEra Energy Inc
65339F713
30000.00000000
NS
USD
1134900.00000000
0.915282270792
Long
EP
CORP
US
N
1
N
N
N
PPL CAPITAL FUNDING INC
549300MROK5WY0D2NU17
PPL Capital Funding Inc
69352PAR4
2000000.00000000
PA
USD
1830000.00000000
1.475871491365
Long
DBT
CORP
US
Y
2
2028-03-15
Fixed
2.87500000
N
N
N
N
Y
PPL Corp
PPL Corp
EUR
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FT9
610000.00000000
PA
USD
604064.44000000
0.487170210898
Long
DBT
UST
US
N
2
2023-12-07
None
0.00000000
N
N
N
N
N
N
INVACARE HOLDINGS CORP
N/A
Invacare Holdings Corp
46124A309
31217.99995000
NS
USD
780450.00000000
0.629422899145
Long
EP
CORP
US
N
2
N
N
N
BREAD FINANCIAL HLDGS
549300G8S4PO686J7H97
Bread Financial Holdings Inc
018581AM0
1500000.00000000
PA
USD
1632150.00000000
1.316308007995
Long
DBT
CORP
US
Y
2
2028-06-15
Fixed
4.25000000
N
N
N
N
Y
Bread Financial Holdings Inc
Bread Financial Holdings Inc
USD
XXXX
N
N
N
ON SEMICONDUCTOR CORP
ZV20P4CNJVT8V1ZGJ064
ON Semiconductor Corp
682189AT2
1125000.00000000
PA
USD
1240875.00000000
1.000749746911
Long
DBT
CORP
US
Y
2
2029-03-01
Fixed
0.50000000
N
N
N
N
Y
ON Semiconductor Corp
ON Semiconductor Corp
USD
XXXX
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
809253.00000000
NS
USD
0.00000000
0.000000
Long
EP
CORP
US
N
3
N
N
N
BLOOM ENERGY CORP
549300XB5J9BFW5JXV97
Bloom Energy Corp
093712AJ6
800000.00000000
PA
USD
802480.00000000
0.647189811142
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
3.00000000
N
N
N
N
Y
Bloom Energy Corp
Bloom Energy Corp
USD
XXXX
N
N
N
NEXTERA ENERGY PARTNERS
5493008F4ZOQFNG3WN54
NextEra Energy Partners LP
65341BAG1
2500000.00000000
PA
USD
2132500.00000000
1.719833855374
Long
DBT
CORP
US
Y
2
2026-06-15
Fixed
2.50000000
N
N
N
N
N
NextEra Energy Partners LP
NextEra Energy Partners LP
USD
XXXX
N
N
N
WI TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill- When Issued
912797FK8
1285000.00000000
PA
USD
1276503.21000000
1.029483440587
Long
DBT
UST
US
N
2
2023-11-16
None
0.00000000
N
N
N
N
N
N
SBA Communications Corp
5299001HX8ZN8Y8QIT49
SBA Communications Corp
78410G104
7000.00000000
NS
USD
1401190.00000000
1.130041734965
Long
EC
CORP
US
N
1
N
N
N
RAPID7 INC
549300GNVG5D60KEYN14
Rapid7 Inc
753422AG9
175000.00000000
PA
USD
170450.00000000
0.137465735356
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
1.25000000
N
N
N
N
Y
Rapid7 Inc
Rapid7 Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FL6
1710000.00000000
PA
USD
1696676.12000000
1.368347494856
Long
DBT
UST
US
N
2
2023-11-24
None
0.00000000
N
N
N
N
N
N
PayPal Holdings Inc
5493005X2GO78EFZ3E94
PayPal Holdings Inc
70450Y103
13000.00000000
NS
USD
759980.00000000
0.612914107108
Long
EC
CORP
US
N
1
N
N
N
LIVE NATION ENTERTAINMEN
5493007B9BM9ZXJINO78
Live Nation Entertainment Inc
538034AZ2
1550000.00000000
PA
USD
1611225.00000000
1.299432264303
Long
DBT
CORP
US
Y
2
2029-01-15
Fixed
3.12500000
N
N
N
N
Y
Live Nation Entertainment Inc
Live Nation Entertainment Inc
MXN
XXXX
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAD7
1200000.00000000
PA
USD
1326000.00000000
1.069401965874
Long
DBT
CORP
US
Y
2
2030-03-01
Fixed
2.00000000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
LENDINGTREE INC
549300ISY5YHUJZTON08
LendingTree Inc
52603BAD9
2750000.00000000
PA
USD
2193125.00000000
1.768727139071
Long
DBT
CORP
US
N
2
2025-07-15
Fixed
0.50000000
N
N
N
N
Y
LendingTree Inc
LendingTree Inc
USD
XXXX
N
N
N
2U INC
5493008RVTXVR43PYF84
2U Inc
90214JAB7
3000000.00000000
PA
USD
1821000.00000000
1.468613106981
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
2.25000000
N
N
N
N
Y
2U Inc
2U Inc
USD
XXXX
N
N
N
IMPINJ INC
549300M26VGKSMMWWN17
Impinj Inc
453204AD1
2000000.00000000
PA
USD
1743800.00000000
1.406352298711
Long
DBT
CORP
US
N
2
2027-05-15
Fixed
1.12500000
N
N
N
N
Y
Impinj Inc
Impinj Inc
USD
XXXX
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796ZN2
2635000.00000000
PA
USD
2601218.19000000
2.097849054339
Long
DBT
UST
US
N
2
2023-12-28
None
0.00000000
N
N
N
N
N
N
TRANSMEDICS GROUP INC
549300060GVOSMWARH50
TransMedics Group Inc
89377MAA7
1500000.00000000
PA
USD
1362150.00000000
1.098556476482
Long
DBT
CORP
US
Y
2
2028-06-01
Fixed
1.50000000
N
N
N
N
Y
TransMedics Group Inc
TransMedics Group Inc
USD
XXXX
N
N
N
Match Group Financeco 3 Inc
5493003IEL8HSZKWUI17
Match Group Financeco 3 Inc
44932KAA4
2000000.00000000
PA
USD
1751141.66000000
1.412273253189
Long
DBT
CORP
US
Y
2
2030-01-15
Fixed
2.00000000
N
N
N
N
N
Match Group Inc
Match Group Inc
USD
XXXX
N
N
N
Unilever PLC
549300MKFYEKVRWML317
Unilever PLC
904767704
24000.00000000
NS
USD
1185600.00000000
0.956171169487
Long
EC
CORP
GB
N
1
N
N
N
EXACT SCIENCES CORP
549300VM3X1FYD4N9Z14
Exact Sciences Corp
30063PAC9
1000000.00000000
PA
USD
868100.00000000
0.700111498171
Long
DBT
CORP
US
N
2
2028-03-01
Fixed
0.37500000
N
N
N
N
Y
Exact Sciences Corp
Exact Sciences Corp
USD
XXXX
N
N
N
CHART INDUSTRIES INC
EM7QGKC1GYOF3LSZSL80
Chart Industries Inc
16115Q407
55606.00000000
NS
USD
3707808.08000000
2.990299585095
Long
EP
CORP
US
N
1
N
N
N
CUTERA INC
529900NPKPEWJWR21Z42
Cutera Inc
232109AB4
1000000.00000000
PA
USD
715000.00000000
0.576638314932
Long
DBT
CORP
US
N
2
2026-03-15
Fixed
2.25000000
N
N
N
N
Y
Cutera Inc
Cutera Inc
USD
XXXX
N
N
N
CHEFS' WAREHOUSE THE
549300JYEDC8C547E980
Chefs' Warehouse Inc/The
163086AD3
1500000.00000000
PA
USD
1220550.00000000
0.984357895511
Long
DBT
CORP
US
Y
2
2028-12-15
Fixed
2.37500000
N
N
N
N
N
Chefs' Warehouse Inc/The
Chefs' Warehouse Inc/The
USD
XXXX
N
N
N
DUKE ENERGY CORP
I1BZKREC126H0VB1BL91
Duke Energy Corp
26441CBX2
2000000.00000000
PA
USD
1946000.00000000
1.569424001200
Long
DBT
CORP
US
Y
2
2026-04-15
Fixed
4.12500000
N
N
N
N
Y
Duke Energy Corp
Duke Energy Corp
USD
XXXX
N
N
N
SHIFT4 PAYMENTS INC
N/A
Shift4 Payments Inc
82452JAB5
2000000.00000000
PA
USD
1978000.00000000
1.595231590120
Long
DBT
CORP
US
N
2
2025-12-15
None
0.00000000
N
N
N
N
Y
Shift4 Payments Inc
Shift4 Payments Inc
USD
XXXX
N
N
N
NCL CORPORATION LTD
UNZWILHE4KMRP9K2L524
NCL Corp Ltd
62886HAX9
720000.00000000
PA
USD
840600.00000000
0.677933101443
Long
DBT
CORP
BM
N
2
2025-08-01
Fixed
5.37500000
N
N
N
N
N
Norwegian Cruise Line Holdings
Norwegian Cruise Line Holdings Ltd
EUR
XXXX
N
N
N
3D SYSTEMS CORP
5493003HHDOCCW4OP744
3D Systems Corp
88554DAD8
2000000.00000000
PA
USD
1454000.00000000
1.172632321554
Long
DBT
CORP
US
N
2
2026-11-15
None
0.00000000
N
N
N
N
Y
3D Systems Corp
3D Systems Corp
USD
XXXX
N
N
N
COHERUS BIOSCIENCES INC
5493007IL8W5MV932D26
Coherus Biosciences Inc
19249HAB9
3000000.00000000
PA
USD
1837500.00000000
1.481920145018
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.50000000
N
N
N
N
N
Coherus Biosciences Inc
Coherus Biosciences Inc
USD
XXXX
N
N
N
WOLFSPEED INC
549300OGU88P3AW3TO93
Wolfspeed Inc
977852AC6
4275000.00000000
PA
USD
2802262.50000000
2.259988707689
Long
DBT
CORP
US
Y
2
2029-12-01
Fixed
1.87500000
N
N
N
N
Y
Wolfspeed Inc
Wolfspeed Inc
USD
XXXX
N
N
N
PEBBLEBROOK HOTEL TRUST
5493004Q1NNH6JXCSI52
Pebblebrook Hotel Trust
70509VAA8
317000.00000000
PA
USD
264504.80000000
0.213319723305
Long
DBT
CORP
US
N
2
2026-12-15
Fixed
1.75000000
N
N
N
N
Y
Pebblebrook Hotel Trust
Pebblebrook Hotel Trust
USD
XXXX
N
N
N
Merck & Co Inc
4YV9Y5M8S0BRK1RP0397
Merck & Co Inc
58933Y105
22651.00000000
NS
USD
2331920.45000000
1.880663886495
Long
EC
CORP
US
N
1
N
N
N
LIBERTY LATIN AMERICA
213800YWQHEAX7CAVO83
Liberty Latin America Ltd
53069QAB5
1500000.00000000
PA
USD
1417500.00000000
1.143195540442
Long
DBT
CORP
BM
N
2
2024-07-15
Fixed
2.00000000
N
N
N
N
Y
Liberty Latin America Ltd
Liberty Latin America Ltd
USD
XXXX
N
N
N
INFINERA CORP
549300ZOF66WPV3H0H17
Infinera Corp
45667GAG8
325000.00000000
PA
USD
304260.30000000
0.245382023346
Long
DBT
CORP
US
N
2
2028-08-01
Fixed
3.75000000
N
N
N
N
N
Infinera Corp
Infinera Corp
USD
XXXX
N
N
N
RIVIAN AUTO INC
N/A
Rivian Automotive Inc
76954AAA1
750000.00000000
PA
USD
1089750.00000000
0.878869375800
Long
DBT
CORP
US
Y
2
2029-03-15
Fixed
4.62500000
N
N
N
N
Y
Rivian Automotive Inc
Rivian Automotive Inc
USD
XXXX
N
N
N
Broadcom Inc
549300WV6GIDOZJTV909
Broadcom Inc
11135F101
4058.00000000
NS
USD
3370493.64000000
2.718259822461
Long
EC
CORP
US
N
1
N
N
N
Crown Castle Inc
54930012H97VSM0I2R19
Crown Castle Inc
22822V101
16100.00000000
NS
USD
1481683.00000000
1.194958305431
Long
EC
CORP
US
N
1
N
N
N
PROS HOLDINGS INC
549300LPE1KNL5RWKQ48
PROS Holdings Inc
74346YAG8
1430000.00000000
PA
USD
1514370.00000000
1.221319951026
Long
DBT
CORP
US
N
2
2027-09-15
Fixed
2.25000000
N
N
N
N
Y
PROS Holdings Inc
PROS Holdings Inc
USD
XXXX
N
N
N
SOFI TECHNOLOGIES INC
549300SW81JCMVZDDY09
SoFi Technologies Inc
83406FAA0
2100000.00000000
PA
USD
1629600.00000000
1.314251465753
Long
DBT
CORP
US
Y
2
2026-10-15
None
0.00000000
N
N
N
N
Y
SoFi Technologies Inc
SoFi Technologies Inc
USD
XXXX
N
N
N
PROGRESS SOFTWARE CORP
549300R65B3JG6972S24
Progress Software Corp
743312AB6
2000000.00000000
PA
USD
2068000.00000000
1.667815433958
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
1.00000000
N
N
N
N
Y
Progress Software Corp
Progress Software Corp
USD
XXXX
N
N
N
SOUTHERN CO
549300FC3G3YU2FBZD92
Southern Co/The
842587DN4
2000000.00000000
PA
USD
1954000.00000000
1.575875898430
Long
DBT
CORP
US
Y
2
2025-12-15
Fixed
3.87500000
N
N
N
N
Y
Southern Co/The
Southern Co/The
USD
XXXX
N
N
N
AT&T Inc
549300Z40J86GGSTL398
AT&T Inc
00206R102
60000.00000000
NS
USD
901200.00000000
0.726806222960
Long
EC
CORP
US
N
1
N
N
N
DISH NETWORK CORP
529900U350CWHH15G169
DISH Network Corp
25470MAB5
1000000.00000000
PA
USD
606000.00000000
0.488731215173
Long
DBT
CORP
US
N
2
2026-08-15
Fixed
3.37500000
N
N
N
N
Y
DISH Network Corp
DISH Network Corp
USD
XXXX
N
N
N
ENVESTNET INC
549300HLWZ5OKIDM8737
Envestnet Inc
29404KAF3
900000.00000000
PA
USD
824850.00000000
0.665230928771
Long
DBT
CORP
US
Y
2
2027-12-01
Fixed
2.62500000
N
N
N
N
N
Envestnet Inc
Envestnet Inc
USD
XXXX
N
N
N
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
N/A
AMERIVON HOLDINGS LLC - PRIVATE PLACEMENT
000000000
272728.00000000
NS
USD
2.73000000
0.000002201709
Long
EP
CORP
US
N
3
N
N
N
NextEra Energy Inc
N/A
NextEra Energy Inc
65339F101
18775.00000000
NS
USD
1075619.75000000
0.867473510696
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797GX9
1000000.00000000
PA
USD
975844.17000000
0.787005787168
Long
DBT
UST
US
N
2
2024-03-14
None
0.00000000
N
N
N
N
N
N
STRIDE INC
254900BRWS3AFONWU277
Stride Inc
86333MAA6
2505000.00000000
PA
USD
2644027.50000000
2.132374212915
Long
DBT
CORP
US
N
2
2027-09-01
Fixed
1.12500000
N
N
N
N
Y
Stride Inc
Stride Inc
USD
XXXX
N
N
N
ZSCALER INC.
529900MZ0RTK1BWRNF46
Zscaler Inc
98980GAB8
1515000.00000000
PA
USD
1827090.00000000
1.473524613747
Long
DBT
CORP
US
N
2
2025-07-01
Fixed
0.12500000
N
N
N
N
Y
Zscaler Inc
Zscaler Inc
USD
XXXX
N
N
N
CSG SYSTEMS INTERNATIONA
549300D7FJZUOHHXUA81
CSG Systems International Inc
126349AG4
1500000.00000000
PA
USD
1467150.00000000
1.183237627626
Long
DBT
CORP
US
Y
2
2028-09-15
Fixed
3.87500000
N
N
N
N
Y
CSG Systems International Inc
CSG Systems International Inc
USD
XXXX
N
N
N
POST HOLDINGS INC
JM1I5YUAURL6DC8N1468
Post Holdings Inc
737446AT1
1325000.00000000
PA
USD
1320362.50000000
1.064855394545
Long
DBT
CORP
US
N
2
2027-08-15
Fixed
2.50000000
N
N
N
N
N
Post Holdings Inc
Post Holdings Inc
USD
XXXX
N
N
N
SEMTECH CORP
549300J7WUY317SW6O61
Semtech Corp
816850AE1
2500000.00000000
PA
USD
2348750.00000000
1.894236702373
Long
DBT
CORP
US
Y
2
2027-11-01
Fixed
1.62500000
N
N
N
N
N
Semtech Corp
Semtech Corp
USD
XXXX
N
N
N
Microsoft Corp
INR2EJN1ERAN0W5ZP974
Microsoft Corp
594918104
12300.00000000
NS
USD
3883725.00000000
3.132174321203
Long
EC
CORP
US
N
1
N
N
N
SOUTHWEST AIRLINES CO
UDTZ87G0STFETI6HGH41
Southwest Airlines Co
844741BG2
930000.00000000
PA
USD
926512.50000000
0.747220429040
Long
DBT
CORP
US
N
2
2025-05-01
Fixed
1.25000000
N
N
N
N
Y
Southwest Airlines Co
Southwest Airlines Co
USD
XXXX
N
N
N
INDIE SEMICONDUCTOR INC
254900L1MFXFYGB1PV53
indie Semiconductor Inc
45569UAA9
1500000.00000000
PA
USD
1549500.00000000
1.249651844737
Long
DBT
CORP
US
Y
2
2027-11-15
Fixed
4.50000000
N
N
N
N
Y
indie Semiconductor Inc
indie Semiconductor Inc
USD
XXXX
N
N
N
ALLIANT ENERGY CORP
5493009ML300G373MZ12
Alliant Energy Corp
018802AB4
1900000.00000000
PA
USD
1844900.00000000
1.487888149956
Long
DBT
CORP
US
Y
2
2026-03-15
Fixed
3.87500000
N
N
N
N
Y
Alliant Energy Corp
Alliant Energy Corp
USD
XXXX
N
N
N
EDGIO INC
529900BNCMDQGEKW5M59
Edgio Inc
53261MAB0
1915000.00000000
PA
USD
1660675.36000000
1.339313344391
Long
DBT
CORP
US
N
2
2025-08-01
Fixed
3.50000000
N
N
N
N
Y
Edgio Inc
Edgio Inc
USD
XXXX
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AD7
2000000.00000000
PA
USD
1980006.18000000
1.596849548518
Long
DBT
CORP
US
N
2
2024-07-15
Fixed
5.62500000
N
N
N
N
N
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
REDWOOD TRUST INC
DRBV4N1ERQLEMIF11G78
Redwood Trust Inc
758075AF2
1000000.00000000
PA
USD
899375.00000000
0.725334383905
Long
DBT
CORP
US
N
2
2027-06-15
Fixed
7.75000000
N
N
N
N
Y
Redwood Trust Inc
Redwood Trust Inc
USD
XXXX
N
N
N
NORTHERN OIL AND GAS INC
OKFF0PIZDDMNH4UCYE51
Northern Oil and Gas Inc
665531AH2
2000000.00000000
PA
USD
2480579.56000000
2.000555548998
Long
DBT
CORP
US
Y
2
2029-04-15
Fixed
3.62500000
N
N
N
N
Y
Northern Oil and Gas Inc
Northern Oil and Gas Inc
USD
XXXX
N
N
N
SUMMIT HOTEL PROPERTIES
254900OBQWJK6X20LS71
Summit Hotel Properties Inc
866082AA8
1330000.00000000
PA
USD
1123850.00000000
0.906370587743
Long
DBT
CORP
US
N
2
2026-02-15
Fixed
1.50000000
N
N
N
N
N
Summit Hotel Properties Inc
Summit Hotel Properties Inc
USD
XXXX
N
N
N
HCI GROUP INC
549300CZF7EZJH0MPH74
HCI Group Inc
40416EAF0
1250000.00000000
PA
USD
1181250.00000000
0.952662950368
Long
DBT
CORP
US
N
2
2042-06-01
Fixed
4.75000000
N
N
N
N
Y
HCI Group Inc
HCI Group Inc
USD
XXXX
N
N
N
PAR TECHNOLOGY CORP
549300HYPTHBJQINVG57
PAR Technology Corp
698884AC7
1750000.00000000
PA
USD
1992900.00000000
1.607248248711
Long
DBT
CORP
US
N
2
2026-04-15
Fixed
2.87500000
N
N
N
N
Y
PAR Technology Corp
PAR Technology Corp
USD
XXXX
N
N
N
INTERDIGITAL INC
N/A
InterDigital Inc
45867GAD3
2000000.00000000
PA
USD
2363800.00000000
1.906374334037
Long
DBT
CORP
US
N
2
2027-06-01
Fixed
3.50000000
N
N
N
N
N
InterDigital Inc
InterDigital Inc
USD
XXXX
N
N
N
NABORS INDUSTRIES INC
549300VFQWRKICUFNU92
Nabors Industries Inc
62957HAK1
950000.00000000
PA
USD
840275.00000000
0.677670993118
Long
DBT
CORP
US
Y
2
2029-06-15
Fixed
1.75000000
N
N
N
N
Y
Nabors Industries Ltd
Nabors Industries Ltd
USD
XXXX
N
N
N
Equinix Inc
549300EVUN2BTLJ3GT74
Equinix Inc
29444U700
5000.00000000
NS
USD
3631300.00000000
2.928596801417
Long
EC
CORP
US
N
1
N
N
N
NEXTERA ENERGY PARTNERS
5493008F4ZOQFNG3WN54
NextEra Energy Partners LP
65341BAE6
2000000.00000000
PA
USD
1902000.00000000
1.533938566435
Long
DBT
CORP
US
Y
2
2024-06-15
None
0.00000000
N
N
N
N
N
NextEra Energy Partners LP
NextEra Energy Partners LP
USD
XXXX
N
N
N
INSULET CORPORATION
549300TZTYD2PYN92D43
Insulet Corp
45784PAK7
1500000.00000000
PA
USD
1474500.00000000
1.189165308206
Long
DBT
CORP
US
N
2
2026-09-01
Fixed
0.37500000
N
N
N
N
Y
Insulet Corp
Insulet Corp
USD
XXXX
N
N
N
2023-11-28
Ellsworth Growth & Income Fund Ltd
John C. Ball
John C. Ball
Treasurer