0001341004-17-000365.txt : 20170607 0001341004-17-000365.hdr.sgml : 20170607 20170607161525 ACCESSION NUMBER: 0001341004-17-000365 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20170607 DATE AS OF CHANGE: 20170607 EFFECTIVENESS DATE: 20170607 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 17897404 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 DEFA14A 1 defa14a.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant      T
Filed by a Party other than the Registrant      £
Check the appropriate box:
£
Preliminary Proxy Statement
£
Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
£
Definitive Proxy Statement
T
Definitive Additional Materials
£
Soliciting Material Pursuant to § 240.14a-12
 
Ellsworth Growth and Income Fund Ltd.
(Name of Registrant as Specified In Its Charter)
(Name of Person(s) Filing Proxy Statement, if Other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
 
T
No fee required.
£
Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11.
 
(1)
Title of each class of securities to which transaction applies:
   
 
(2)
Aggregate number of securities to which transaction applies:
   
 
(3)
Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
   
 
(4)
Proposed maximum aggregate value of transaction:
   
 
(5)
Total fee paid:
   
£
Fee paid previously with preliminary materials.
   
£
Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
   
 
(1)
Amount Previously Paid:
   
 
(2)
Form, Schedule or Registration Statement No.:
   
 
(3)
Filing Party:
   
 
(4)
Date Filed:
   



 



 
ELLSWORTH GROWTH AND INCOME FUND LTD.
 
 
One Corporate Center
Rye, NY 10580-1422
t  914.921.5070
GABELLI.COM

 
For information:
 
Bethany A. Uhlein
 
(914) 921-5070

PRESS RELEASE

FOR IMMEDIATE RELEASE
Rye, New York
 
NYSE MKT – ECF
June 7, 2017
 
CUSIP – 289074106




Rye, NY -- Ellsworth Growth & Income Fund Ltd. (NYSE MKT:ECF) (the “Fund”) announced June 6, 2017 that its 2017 Annual Meeting of Shareholders (the “Meeting”) was adjourned and will be continued on June 12, 2017 at 4:00 p.m. at Gabelli Funds, LLC, One Corporate Center, Rye, NY, 10580.  The record date for the Meeting remains March 23, 2017.  Proxies properly submitted between June 6, 2017 and the closing of the polls at the Meeting, together with all proxies and ballots previously submitted on or before June 12, 2017, will be presented at the Meeting unless properly revoked.

Ellsworth Growth & Income Fund Ltd. is a diversified, closed-end management investment company with $130 million in total net assets as of June 6, 2017, whose investment objectives are to provide income and the potential for capital appreciation, which objectives the Fund considers to be relatively equal over the long term due to the nature of the securities in which it invests.  The Fund is managed by Gabelli Funds, LLC, a subsidiary of GAMCO Investors, Inc. (NYSE:GBL), which is a publicly traded NYSE listed company.
GRAPHIC 2 image0.jpg begin 644 image0.jpg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