0001271163-17-000001.txt : 20170120 0001271163-17-000001.hdr.sgml : 20170120 20170120113632 ACCESSION NUMBER: 0001271163-17-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170119 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dinsmore James Andrew CENTRAL INDEX KEY: 0001476425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 17537956 MAIL ADDRESS: STREET 1: C/O DINSMORE CAPITAL MANAGEMENT CO. STREET 2: 65 MADISON AVENUE, SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-01-19 0 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD ECF 0001476425 Dinsmore James Andrew C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 1 0 0 0 Common Shares 2017-01-19 4 P 0 600 8.5193 A 4366.941 D James A. Dinsmore 2017-01-20