0001271163-16-000070.txt : 20160303 0001271163-16-000070.hdr.sgml : 20160303 20160303120506 ACCESSION NUMBER: 0001271163-16-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160301 FILED AS OF DATE: 20160303 DATE AS OF CHANGE: 20160303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dinsmore James Andrew CENTRAL INDEX KEY: 0001476425 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 161480167 MAIL ADDRESS: STREET 1: C/O DINSMORE CAPITAL MANAGEMENT CO. STREET 2: 65 MADISON AVENUE, SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-03-01 0 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD ECF 0001476425 Dinsmore James Andrew C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 1 0 0 0 Common Shares, Par Value $0.001 2016-03-01 4 S 0 1.01 7.24 D 3615.899 D James A. Dinsmore 2016-03-03