0001014776-13-000021.txt : 20130625
0001014776-13-000021.hdr.sgml : 20130625
20130625115058
ACCESSION NUMBER: 0001014776-13-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130624
FILED AS OF DATE: 20130625
DATE AS OF CHANGE: 20130625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Keeffe Jane D
CENTRAL INDEX KEY: 0001190029
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 13931228
MAIL ADDRESS:
STREET 1: C/O DINSMORE CAPITAL MANAGEMENT CO.
STREET 2: 65 MADISON AVE
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER NAME:
FORMER CONFORMED NAME: OKEEFFE JANE D
DATE OF NAME CHANGE: 20020917
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-06-24
0
0000793040
ELLSWORTH FUND LTD
ECF
0001190029
O'Keeffe Jane D
C/O DINSMORE CAPITAL MANAGEMENT CO.
65 MADISON AVE
MORRISTOWN
NJ
07960
1
1
0
1
President
Director of Investment Adviser
Shares of Beneficial Interest
2013-06-24
4
P
0
2000
7.4
A
16740.4986
D
Includes 212.1986 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan.
In addition, the reporting person is the indirect beneficial owner of 4,175.1644 additional shares. These additional shares consist of:
(i) 2,087.5822 shares held by her daughter, and
(ii) 2,087.5822 shares held by a New Jersey Uniform Transfers to Minors Act trust for her son's benefit.
/s/ Gary I. Levine, attorney-in-fact
2013-06-25