0001014776-13-000021.txt : 20130625 0001014776-13-000021.hdr.sgml : 20130625 20130625115058 ACCESSION NUMBER: 0001014776-13-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130624 FILED AS OF DATE: 20130625 DATE AS OF CHANGE: 20130625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Keeffe Jane D CENTRAL INDEX KEY: 0001190029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 13931228 MAIL ADDRESS: STREET 1: C/O DINSMORE CAPITAL MANAGEMENT CO. STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER NAME: FORMER CONFORMED NAME: OKEEFFE JANE D DATE OF NAME CHANGE: 20020917 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-06-24 0 0000793040 ELLSWORTH FUND LTD ECF 0001190029 O'Keeffe Jane D C/O DINSMORE CAPITAL MANAGEMENT CO. 65 MADISON AVE MORRISTOWN NJ 07960 1 1 0 1 President Director of Investment Adviser Shares of Beneficial Interest 2013-06-24 4 P 0 2000 7.4 A 16740.4986 D Includes 212.1986 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan. In addition, the reporting person is the indirect beneficial owner of 4,175.1644 additional shares. These additional shares consist of: (i) 2,087.5822 shares held by her daughter, and (ii) 2,087.5822 shares held by a New Jersey Uniform Transfers to Minors Act trust for her son's benefit. /s/ Gary I. Levine, attorney-in-fact 2013-06-25