0001014776-13-000020.txt : 20130625
0001014776-13-000020.hdr.sgml : 20130625
20130625113941
ACCESSION NUMBER: 0001014776-13-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130624
FILED AS OF DATE: 20130625
DATE AS OF CHANGE: 20130625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DINSMORE THOMAS H
CENTRAL INDEX KEY: 0001190030
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 13931199
MAIL ADDRESS:
STREET 1: C/O DINSMORE CAPITAL MANAGEMENT
STREET 2: 65 MADISON AVE
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-06-24
0
0000793040
ELLSWORTH FUND LTD
ECF
0001190030
DINSMORE THOMAS H
C/O DINSMORE CAPITAL MANAGEMENT
65 MADISON AVE
MORRISTOWN
NJ
07960
1
1
0
1
Chairman and CEO
Director of Investment Adviser
Shares of Beneficial Interest
2013-06-24
4
P
0
800
7.472
A
64062.5787
D
Shares of Beneficial Interest
2013-06-24
4
P
0
400
7.479
A
64462.5787
D
Includes 809.0197 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan.
In addition, the reporting person is the indirect beneficial owner of 6,823.7018 additional shares. These additional shares consist of:
(i) 5,161.7701 shares owned by his wife, which the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Includes 82.0151 shares acquired on various dates in fiscal year 2013 under the ECF dividend reinvestment plan, and
(ii) 1,661.9317 shares held by a New Jersey Uniform Transfers to Minors Act trust for his daughter's benefit.
/s/ Gary I. Levine, attorney-in-fact
2013-06-25