0001014776-13-000012.txt : 20130226
0001014776-13-000012.hdr.sgml : 20130226
20130226161724
ACCESSION NUMBER: 0001014776-13-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20081023
FILED AS OF DATE: 20130226
DATE AS OF CHANGE: 20130226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINNICAN SALLY J
CENTRAL INDEX KEY: 0001269051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 13642899
MAIL ADDRESS:
STREET 1: C/O DINSMORE CAPITAL MANAGEMENT
STREET 2: 65 MADISON AVENUE
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2008-10-23
0
0000793040
ELLSWORTH FUND LTD
ECF
0001269051
FINNICAN SALLY J
C/O DINSMORE CAPITAL MANAGEMENT
65 MADISON AVENUE
MORRISTOWN
NJ
07960
0
0
0
1
Director of Investment Adviser
Shares of Beneficial Interest
2008-10-23
4
P
0
5000
4.71
A
13159
D
Shares of Beneficial Interest
2013-01-11
4
G
0
1000
0
A
1000
I
By daughter's trust
Shares of Beneficial Interest
2013-01-11
4
G
0
1000
0
A
2212
I
By son's trust
Includes 1,096 shares acquired on various dates in fiscal years 2003 through 2008 under the ECF dividend reinvestment plan.
These shares were gifts to the reporting person's son and daughter.
Connecticut Uniform Transfers to Minors Act.
Includes 268 shares acquired on various dates in fiscal years 2003 through 2012 under the ECF dividend reinvestment plan.
This report is filed to amend the balance of shares shown in Column 5 of Table I, as well as footnote 3, of Ms. Finnican's Form 4 filed on 1/15/2013.
/s/ Gary I. Levine, attorney-in-fact
2013-02-26