-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ETjYIgbTWg+fnFhmg4a4fhPX9XzBNOmyvcpkQElrKnF/fmXyGsRZeZI8THOoIZXj q7nDVYW7XGj0cZNs/f0oUw== 0001014776-08-000019.txt : 20081002 0001014776-08-000019.hdr.sgml : 20081002 20081002110851 ACCESSION NUMBER: 0001014776-08-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081001 FILED AS OF DATE: 20081002 DATE AS OF CHANGE: 20081002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERRE MERCEDES A CENTRAL INDEX KEY: 0001190032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 081101838 MAIL ADDRESS: STREET 1: C/O DAVIS-DINSMORE MANAGEMENT STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-10-01 0 0000793040 ELLSWORTH FUND LTD ECF 0001190032 PIERRE MERCEDES A C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVE MORRISTOWN NJ 07960 0 1 0 0 Vice President & CCO Shares of Beneficial Interest 2008-10-01 4 P 0 100 5.494 A 3407.728 D Shares of Beneficial Interest 2008-10-01 4 P 0 300 5.499 A 3707.728 D Includes 1,333.728 shares acquired on various dates in fiscal years 2004 through 2008 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2008-10-02 -----END PRIVACY-ENHANCED MESSAGE-----