0000793040-16-000008.txt : 20160229
0000793040-16-000008.hdr.sgml : 20160229
20160229081552
ACCESSION NUMBER: 0000793040-16-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160229
FILED AS OF DATE: 20160229
DATE AS OF CHANGE: 20160229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVINE GARY I
CENTRAL INDEX KEY: 0001183191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 161464904
MAIL ADDRESS:
STREET 1: C/O DINSMORE CAPITAL MANAGEMENT
STREET 2: 65 MADISON AVE
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-29
1
0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
ECF
0001183191
LEVINE GARY I
C/O DINSMORE CAPITAL MANAGEMENT
65 MADISON AVE
MORRISTOWN
NJ
07960
0
0
0
1
former Exec. VP and CFO
Shares of Beneficial Interest
2016-02-29
4
J
0
0
0
A
5064.705
D
This filing is being made for the sole reason that the reporting person is no longer an officer of the Registrant.
In addition, the reporting person is the indirect beneficial owner of 4,428.652 additional shares. These additional shares consist of:
(i) 3,404.53 shares held by his spouse, which shares the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose,
(ii) 693.924 shares held by his son, which shares the reporting person disclaims beneficial ownership of. This report shall not be deemed an admission that the reporting person was the beneficial owner of the securities for purposes of Section 16 or for any other purpose, and
(iii) 330.198 shares held by a New Jersey Uniform Transfers to Minors Act trust for his daughter's benefit.
Includes 2,598.705 shares acquired on various dates in fiscal years 2004 through 2016 under the ECF dividend reinvestment plan.
/s/ Gary I. Levine
2016-02-29