0000793040-16-000007.txt : 20160203 0000793040-16-000007.hdr.sgml : 20160203 20160203113934 ACCESSION NUMBER: 0000793040-16-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160203 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PIERRE MERCEDES A CENTRAL INDEX KEY: 0001190032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 161383766 MAIL ADDRESS: STREET 1: C/O DINSMORE CAPITAL MANAGEMENT STREET 2: 65 MADISON AVE CITY: MORRISTOWN STATE: NJ ZIP: 07960 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-02-03 1 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD ECF 0001190032 PIERRE MERCEDES A C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVE MORRISTOWN NJ 07960 0 0 0 1 former Vice President and CCO Shares of Beneficial Interest 2016-02-03 4 J 0 0 0 A 5421.176 D This filing is being made for the sole reason that the reporting person is no longer an officer of the Registrant. Includes 1,713.448 shares acquired in fiscal years 2009 through 2016 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2016-02-03