0000793040-16-000007.txt : 20160203
0000793040-16-000007.hdr.sgml : 20160203
20160203113934
ACCESSION NUMBER: 0000793040-16-000007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160203
FILED AS OF DATE: 20160203
DATE AS OF CHANGE: 20160203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PIERRE MERCEDES A
CENTRAL INDEX KEY: 0001190032
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 161383766
MAIL ADDRESS:
STREET 1: C/O DINSMORE CAPITAL MANAGEMENT
STREET 2: 65 MADISON AVE
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-02-03
1
0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
ECF
0001190032
PIERRE MERCEDES A
C/O DINSMORE CAPITAL MANAGEMENT
65 MADISON AVE
MORRISTOWN
NJ
07960
0
0
0
1
former Vice President and CCO
Shares of Beneficial Interest
2016-02-03
4
J
0
0
0
A
5421.176
D
This filing is being made for the sole reason that the reporting person is no longer an officer of the Registrant.
Includes 1,713.448 shares acquired in fiscal years 2009 through 2016 under the ECF dividend reinvestment plan.
/s/ Gary I. Levine, attorney-in-fact
2016-02-03