0000793040-15-000004.txt : 20150929
0000793040-15-000004.hdr.sgml : 20150929
20150929132526
ACCESSION NUMBER: 0000793040-15-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150928
FILED AS OF DATE: 20150929
DATE AS OF CHANGE: 20150929
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD
CENTRAL INDEX KEY: 0000793040
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133345139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVENUE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: (973) 631-1177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH FUND LTD
DATE OF NAME CHANGE: 20060330
FORMER COMPANY:
FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ
CENTRAL INDEX KEY: 0001014776
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04656
FILM NUMBER: 151130303
BUSINESS ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: STE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
BUSINESS PHONE: 9736311177
MAIL ADDRESS:
STREET 1: 65 MADISON AVE
STREET 2: SUITE 550
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
FORMER NAME:
FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ
DATE OF NAME CHANGE: 19990325
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-09-28
0
0000793040
ELLSWORTH GROWTH & INCOME FUND LTD
ECF
0001014776
DINSMORE CAPITAL MANAGEMENT CO/NJ
65 MADISON AVE
SUITE 550
MORRISTOWN
NJ
07960
0
0
0
1
Investment Adviser
Shares of Beneficial Interest
2015-09-28
4
S
0
1256
7.96
D
14719.92
D
This form is being filed to record a private transaction between the Reporting Person and Thomas H. Dinsmore, the Chairman of the Board and CEO of the Issuer and of the investment adviser.
Includes 4,495.92 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan.
/s/ Gary I. Levine, attorney-in-fact
2015-09-29