0000793040-15-000004.txt : 20150929 0000793040-15-000004.hdr.sgml : 20150929 20150929132526 ACCESSION NUMBER: 0000793040-15-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20150929 DATE AS OF CHANGE: 20150929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLSWORTH GROWTH & INCOME FUND LTD CENTRAL INDEX KEY: 0000793040 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133345139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 65 MADISON AVENUE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: (973) 631-1177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH FUND LTD DATE OF NAME CHANGE: 20060330 FORMER COMPANY: FORMER CONFORMED NAME: ELLSWORTH CONVERTIBLE GROWTH & INCOME FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DINSMORE CAPITAL MANAGEMENT CO/NJ CENTRAL INDEX KEY: 0001014776 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04656 FILM NUMBER: 151130303 BUSINESS ADDRESS: STREET 1: 65 MADISON AVE STREET 2: STE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 BUSINESS PHONE: 9736311177 MAIL ADDRESS: STREET 1: 65 MADISON AVE STREET 2: SUITE 550 CITY: MORRISTOWN STATE: NJ ZIP: 07960 FORMER NAME: FORMER CONFORMED NAME: DAVIS DINSMORE MANAGEMENT CO/NJ DATE OF NAME CHANGE: 19990325 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-09-28 0 0000793040 ELLSWORTH GROWTH & INCOME FUND LTD ECF 0001014776 DINSMORE CAPITAL MANAGEMENT CO/NJ 65 MADISON AVE SUITE 550 MORRISTOWN NJ 07960 0 0 0 1 Investment Adviser Shares of Beneficial Interest 2015-09-28 4 S 0 1256 7.96 D 14719.92 D This form is being filed to record a private transaction between the Reporting Person and Thomas H. Dinsmore, the Chairman of the Board and CEO of the Issuer and of the investment adviser. Includes 4,495.92 shares acquired on various dates in fiscal years 2009 through 2015 under the ECF dividend reinvestment plan. /s/ Gary I. Levine, attorney-in-fact 2015-09-29