0001567619-19-000944.txt : 20190110 0001567619-19-000944.hdr.sgml : 20190110 20190110143424 ACCESSION NUMBER: 0001567619-19-000944 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190108 FILED AS OF DATE: 20190110 DATE AS OF CHANGE: 20190110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH W NORMAN CENTRAL INDEX KEY: 0001103157 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 19520061 MAIL ADDRESS: STREET 1: 7013 SNOW HILL RD CITY: OOLTEWAH STATE: TN ZIP: 37363 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2019-01-08 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103157 SMITH W NORMAN 4101 JEROME AVENUE CHATTANOOGA TN 37407 1 1 0 0 VP-Business Development Common Stock 5281 D Common Stock 99056 I W. N. Smith Rev Living Trust Phantom Stock 2019-01-08 4 A 0 252.4531 36.1889 A Common Stock 252.4531 27142.0643 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents Astec' s quarterly contribution to the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for W. Norman Smith 2019-01-10