0001567619-18-001974.txt : 20180831 0001567619-18-001974.hdr.sgml : 20180831 20180831110145 ACCESSION NUMBER: 0001567619-18-001974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180831 DATE AS OF CHANGE: 20180831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PATEK RICHARD A CENTRAL INDEX KEY: 0001138525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 181049021 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-08-30 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001138525 PATEK RICHARD A 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Group Pres Aggregate & Mining Common Stock 5034 D Common Stock 4871 D Common Stock 23.64 I by 401k plan Phantom Stock 2018-08-30 4 A 0 17.8878 48.9925 A Common Stock 17.8878 7984.8749 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by Astec's board of directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reflects shares held in a 401k plan based upon a plan statement dated August 31, 2018. Robert Taylor, attorney in fact for Richard A. Patek 2018-08-31