0001140361-18-001899.txt : 20180112 0001140361-18-001899.hdr.sgml : 20180112 20180112154636 ACCESSION NUMBER: 0001140361-18-001899 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180111 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haven Matthew B CENTRAL INDEX KEY: 0001570202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 18525928 MAIL ADDRESS: STREET 1: 10910 N. INDUSTRIAL DRIVE CITY: MEQUON STATE: WI ZIP: 53092 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-01-11 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001570202 Haven Matthew B 10910 N INDUSTRAIL DRIVE MEQUON WI 53092 0 1 0 0 President-Telsmith Common Stock 1043.2663 I by 401K Plan Common Stock 1409 D Common Stock 2429 D Phantom Shares 2018-01-11 4 A 0 7.3451 61.5785 A Common Stock 7.3451 587.7028 D Shares held in the reporting person's 401k plan are based upon a plan statement dated January 12, 2018. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Matthew B. Haven 2018-01-12