0001140361-18-001833.txt : 20180112 0001140361-18-001833.hdr.sgml : 20180112 20180112113158 ACCESSION NUMBER: 0001140361-18-001833 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180110 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONIGAM TIMOTHY D CENTRAL INDEX KEY: 0001182952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 18525139 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2018-01-10 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001182952 GONIGAM TIMOTHY D 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Astec Mobile Screens Common Stock 439.8681 I by 401(k) Plan Common Stock 452 D Phantom Stock 2018-01-10 4 A 0 58.2463 60.33 A Common Stock 58.2463 6627.2616 D Shares owned in reporting person's 401(k) account are based upon a Plan statement dated January 12, 2018. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the Company's quarterly contribution to the participant's SERP account that was used to purchase Astec stock on the open market. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Timothy Gonigam 2018-01-12