0001140361-17-033681.txt : 20170830 0001140361-17-033681.hdr.sgml : 20170830 20170830133757 ACCESSION NUMBER: 0001140361-17-033681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170829 FILED AS OF DATE: 20170830 DATE AS OF CHANGE: 20170830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GONIGAM TIMOTHY D CENTRAL INDEX KEY: 0001182952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 171060112 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2017-08-29 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001182952 GONIGAM TIMOTHY D 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Astec Mobile Screens Common Stock 433.5687 I by 401(k) Plan Common Stock 452 D Phantom Stock 2017-08-29 4 A 0 13.7023 47.1849 A Common Stock 13.7023 6479.0745 D Shares owned in reporting person's 401(k) account are based upon a Plan statement dated August 30, 2017. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account that was used to purchase additional shares of Astec stock on the open market, as previously approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Timothy Gonigam 2017-08-30