0001140361-17-014639.txt : 20170404 0001140361-17-014639.hdr.sgml : 20170404 20170404155600 ACCESSION NUMBER: 0001140361-17-014639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haven Matthew B CENTRAL INDEX KEY: 0001570202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 17738004 MAIL ADDRESS: STREET 1: 10910 N. INDUSTRIAL DRIVE CITY: MEQUON STATE: WI ZIP: 53092 4 1 doc1.xml FORM 4 X0306 4 2017-03-31 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001570202 Haven Matthew B 10910 N INDUSTRAIL DRIVE MEQUON WI 53092 0 1 0 0 President-Telsmith Common Stock 1006.338 I by 401K Plan Common Stock 1409 D Common Stock 2429 D Phantom Shares 2017-03-31 4 A 0 0.9229 59.5399 A Common Stock 0.9229 550.4406 D Shares held in the reporting person's 401k plan are based upon a plan statement dated April 4, 2017. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the automatic reinvestment of Astec's quarterly dividend on shares held in the reporting person's SERP account to purchase additional shares of Astec stock on the open market as approved by the Company's Board of Directors. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Matthew B. Haven 2017-04-04