0001140361-17-009906.txt : 20170301 0001140361-17-009906.hdr.sgml : 20170301 20170301143752 ACCESSION NUMBER: 0001140361-17-009906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilkey Thomas H CENTRAL INDEX KEY: 0001594419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 17653384 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2017-02-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001594419 Wilkey Thomas H 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Heatec, Inc. Common Stock 2017-02-28 4 A 0 936 0 A 8668 D Common Stock 2017-02-28 4 F 0 449 65.35 D 7293 D Common Stock 5417 D Phantom Stock Common Stock 1371.7691 1371.7691 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 449 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,375 RSUs. Total amount includes 926 shares issued upon vesting of RSUs on February 28, 2017. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C Taylor, attorney in fact for Thomas H. Wilkey 2017-03-01