0001140361-17-009770.txt : 20170228 0001140361-17-009770.hdr.sgml : 20170228 20170228184353 ACCESSION NUMBER: 0001140361-17-009770 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Colwell Chris E CENTRAL INDEX KEY: 0001522348 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 17650444 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2017-02-28 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001522348 Colwell Chris E 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Carlson Paving Common Stock 2017-02-28 4 A 0 807 0 A 8074 D Common Stock 2017-02-28 4 F 0 421 65.35 D 6574 D Common Stock 1079 D Phantom Stock Common Stock 2741.9613 2741.9613 D Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs. Total amount includes 1,079 shares issued upon vesting of RSUs on February 28, 2017. Robert Taylor, attorney in fact for Chris E. Colwell 2017-02-28