0001140361-17-009770.txt : 20170228
0001140361-17-009770.hdr.sgml : 20170228
20170228184353
ACCESSION NUMBER: 0001140361-17-009770
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170228
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC
CENTRAL INDEX KEY: 0000792987
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 620873631
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1725 SHEPHERD ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4238995898
MAIL ADDRESS:
STREET 1: 1725 SHEPHERD ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Colwell Chris E
CENTRAL INDEX KEY: 0001522348
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11595
FILM NUMBER: 17650444
MAIL ADDRESS:
STREET 1: 1725 SHEPHERD RD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
4
1
doc1.xml
FORM 4
X0306
4
2017-02-28
0
0000792987
ASTEC INDUSTRIES INC
ASTE
0001522348
Colwell Chris E
1725 SHEPHERD RD
CHATTANOOGA
TN
37421
0
1
0
0
President-Carlson Paving
Common Stock
2017-02-28
4
A
0
807
0
A
8074
D
Common Stock
2017-02-28
4
F
0
421
65.35
D
6574
D
Common Stock
1079
D
Phantom Stock
Common Stock
2741.9613
2741.9613
D
Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction is a grant of RSUs earned under the Company's 2011 Incentive Plan for 2016 performance.
Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Holdings are Restricted Stock Units ("RSUs") that convert to common stock on a one-for-one basis at a later date. Reported transaction reflects 421 shares of common stock withheld by the issuer to satisfy tax withholding obligations upon the vesting of 1,500 RSUs.
Total amount includes 1,079 shares issued upon vesting of RSUs on February 28, 2017.
Robert Taylor, attorney in fact for Chris E. Colwell
2017-02-28