0001140361-16-074243.txt : 20160802 0001140361-16-074243.hdr.sgml : 20160802 20160802093316 ACCESSION NUMBER: 0001140361-16-074243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160801 FILED AS OF DATE: 20160802 DATE AS OF CHANGE: 20160802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Claude Steven L CENTRAL INDEX KEY: 0001651305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 161799175 MAIL ADDRESS: STREET 1: 8101 JEROME AVE CITY: CHATTANOOGA STATE: TN ZIP: 37407 4 1 doc1.xml FORM 4 X0306 4 2016-08-01 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001651305 Claude Steven L 8101 JEROME AVE CHATTANOOGA TN 37407 0 1 0 0 Group President-Infrastructure Phantom Stock 2016-08-02 4 S 0 545.8275 60.7569 D Common Stock 545.8275 0 D Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reported transaction is a sale of phantom shares within the participant's SERP account. Robert C Taylor, attorney in fact for Steven L. Claude 2016-08-02