0001140361-16-068930.txt : 20160607 0001140361-16-068930.hdr.sgml : 20160607 20160607153921 ACCESSION NUMBER: 0001140361-16-068930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160607 FILED AS OF DATE: 20160607 DATE AS OF CHANGE: 20160607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIERSON DANIEL K CENTRAL INDEX KEY: 0000949130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 161701146 MAIL ADDRESS: STREET 1: PO BOX 2007 CITY: DALTON STATE: 2Q ZIP: 30722 4 1 doc1.xml FORM 4 X0306 4 2016-06-07 0 0000792987 ASTEC INDUSTRIES INC ASTE 0000949130 FRIERSON DANIEL K 104 NOWLIN LANE SUITE 101 CHATTANOOGA TN 37421 1 0 0 0 Common Stock 5616 D Common Stock 2016-06-07 4 A 0 1196 0 A 6339 D The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the issurer's common stock subsequent to the reporting person's termination of services as a director. Transaction represents Restrictive Stock Units ("RSUs") issued in payment of the reporting person's annual stock award for being a non-employee director of the Company. Upon vesting, at the earlier of one year from the date of grant or on the day before the Company's next Annual Shareholders' meeting, the RSUs convert into shares of Company stock on a one-for-one basis. Robert Taylor, attorney in fact for Daniel K. Frierson 2016-06-07