0001140361-14-037838.txt : 20141015 0001140361-14-037838.hdr.sgml : 20141015 20141010092402 ACCESSION NUMBER: 0001140361-14-037838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141009 FILED AS OF DATE: 20141010 DATE AS OF CHANGE: 20141010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHMOND JEFFREY L CENTRAL INDEX KEY: 0001281780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 141151384 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2014-10-09 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001281780 RICHMOND JEFFREY L 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Roadtec Common Stock 8062 D Common Stock 45 D Phantom Stock 2014-10-09 4 A 0 149.6562 35.4145 A Common Stock 149.6562 3065.4379 D Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for Jeffrey L. Richmond 2014-10-10