0001140361-14-016165.txt : 20140409 0001140361-14-016165.hdr.sgml : 20140409 20140409121542 ACCESSION NUMBER: 0001140361-14-016165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140407 FILED AS OF DATE: 20140409 DATE AS OF CHANGE: 20140409 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH W NORMAN CENTRAL INDEX KEY: 0001103157 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 14752967 MAIL ADDRESS: STREET 1: 7013 SNOW HILL RD CITY: OOLTEWAH STATE: TN ZIP: 37363 4 1 doc1.xml FORM 4 X0306 4 2014-04-07 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103157 SMITH W NORMAN 4101 JEROME AVENUE CHATTANOOGA TN 37407 1 1 0 0 Group President Mobile Asphalt Common Stock 108406 I W.N. Smith Living Trust Common Stock 9421 D Common Stock 2325 D Phantom Stock 2014-04-07 4 A 0 261.7008 43.1294 A Common Stock 261.7008 22178.4492 D Holdings are restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the Company's quarterly contribution to reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment with Astec. Robert Taylor, attorney in fact for W. Norman Smith 2014-04-09