0001140361-13-016114.txt : 20130410
0001140361-13-016114.hdr.sgml : 20130410
20130410155940
ACCESSION NUMBER: 0001140361-13-016114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130409
FILED AS OF DATE: 20130410
DATE AS OF CHANGE: 20130410
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROCK J DON
CENTRAL INDEX KEY: 0001103175
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
STATE OF INCORPORATION: TN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11595
FILM NUMBER: 13753786
MAIL ADDRESS:
STREET 1: 4101 JEROME AVE
CITY: CHATTANOOGA
STATE: TN
ZIP: 37407
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC
CENTRAL INDEX KEY: 0000792987
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 620873631
STATE OF INCORPORATION: TN
FISCAL YEAR END: 0723
BUSINESS ADDRESS:
STREET 1: 1725 SHEPHERD ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
BUSINESS PHONE: 4238995898
MAIL ADDRESS:
STREET 1: 1725 SHEPHERD ROAD
CITY: CHATTANOOGA
STATE: TN
ZIP: 37421
4
1
doc1.xml
FORM 4
X0306
4
2013-04-09
0
0000792987
ASTEC INDUSTRIES INC
ASTE
0001103175
BROCK J DON
4101 JEROME AVE
CHATTANOOGA
TN
37407
1
1
0
0
CEO
Common Stock
44475
I
Residuary Trust
Common Stock
36351
D
Common Stock
2069117
D
Phantom Stock
2013-04-09
4
A
0
917.6131
38.7833
A
Common Stock
917.6131
43973.1851
D
Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date.
Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.
Robert Taylor, attorney in fact for J. Don Brock
2013-04-10