0001140361-13-016114.txt : 20130410 0001140361-13-016114.hdr.sgml : 20130410 20130410155940 ACCESSION NUMBER: 0001140361-13-016114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130409 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROCK J DON CENTRAL INDEX KEY: 0001103175 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 13753786 MAIL ADDRESS: STREET 1: 4101 JEROME AVE CITY: CHATTANOOGA STATE: TN ZIP: 37407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2013-04-09 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103175 BROCK J DON 4101 JEROME AVE CHATTANOOGA TN 37407 1 1 0 0 CEO Common Stock 44475 I Residuary Trust Common Stock 36351 D Common Stock 2069117 D Phantom Stock 2013-04-09 4 A 0 917.6131 38.7833 A Common Stock 917.6131 43973.1851 D Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for J. Don Brock 2013-04-10