0001140361-12-043731.txt : 20121012 0001140361-12-043731.hdr.sgml : 20121012 20121012201204 ACCESSION NUMBER: 0001140361-12-043731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121011 FILED AS OF DATE: 20121012 DATE AS OF CHANGE: 20121012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIG JOSEPH P CENTRAL INDEX KEY: 0001184490 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 121142710 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0306 4 2012-10-11 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001184490 VIG JOSEPH P 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 Pres-KPI, Group VP-ConAgg Common Stock 1121.0940 I by 401(k) Plan Common Stock 7575 D Common Stock 1471 D Phantom Stock 2012-10-11 4 A 0 58.1284 31.3162 A Common Stock 58.1284 2753.0369 D Stock Options 19.43 2006-03-07 2015-03-06 Common Stock 1146 1146 D Shares held in the reporting person's 401(k) account are based upon a plan statement dated October 12, 2012. Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reflects restricted stock units (RSUs) that convert to common stock on a one-for one basis in the future. Robert Taylor, attorney in fact for Joseph Vig 2012-10-12