0001140361-12-020044.txt : 20120411 0001140361-12-020044.hdr.sgml : 20120411 20120411113732 ACCESSION NUMBER: 0001140361-12-020044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120410 FILED AS OF DATE: 20120411 DATE AS OF CHANGE: 20120411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARGOULD FRANK D CENTRAL INDEX KEY: 0001166556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 12753562 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0305 4 2012-04-10 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001166556 CARGOULD FRANK D 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-Breaker Technology Common Stock 1000 D Common Stock 1029 D Phantom Stock 2012-04-10 4 A 0 125.0353 35.07 A Common Stock 125.0353 8808.2543 D Reported transaction represents the Company's quarterly contribution to the reporting person's SERP account that was used to acquire Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Reflects restricted stock units (RSUs) that convert to common stock on a one-for-one basis at a later date. Robert Taylor, attorney in fact for Frank Cargould 2012-04-11