0001140361-11-036766.txt : 20110714 0001140361-11-036766.hdr.sgml : 20110714 20110714115814 ACCESSION NUMBER: 0001140361-11-036766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110713 FILED AS OF DATE: 20110714 DATE AS OF CHANGE: 20110714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON STEPHEN C CENTRAL INDEX KEY: 0001276725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 11967325 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2011-07-13 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001276725 ANDERSON STEPHEN C 1725 SHEPHERD RD. CHATTANOOGA TN 37343 0 1 0 0 Corporate Secretary Common Stock 4590 D Common Stock 89.7627 I by 401(k) Plan Phantom Stock 2011-07-13 4 A 0 92.2358 39.03 A Common Stock 92.2358 1881.762 D Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date. Shares held in the reporting person's 401(k) account are based upon a plan statement dated July 14, 2011. Reported transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert C. Taylor, attorney in fact for Stephen C. Anderson 2011-07-14