0001140361-11-024223.txt : 20110502 0001140361-11-024223.hdr.sgml : 20110502 20110502141834 ACCESSION NUMBER: 0001140361-11-024223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110502 DATE AS OF CHANGE: 20110502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIERSON DANIEL K CENTRAL INDEX KEY: 0000949130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 11799815 MAIL ADDRESS: STREET 1: 104 NOWLIN LANE STREET 2: SUITE 101 CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2011-05-02 0 0000792987 ASTEC INDUSTRIES INC ASTE 0000949130 FRIERSON DANIEL K 104 NOWLIN LANE SUITE 101 CHATTANOOGA TN 37421 1 0 0 0 Common Stock 3918 D Common Stock 2011-05-02 4 A 0 217 38.08 A 4111 D Stock Options 17.75 2004-04-28 2014-04-28 Common Stock 630 630 D Stock Options 17.03 2004-08-02 2014-08-01 Common Stock 657 657 D The securities consist of deferred stock units (DSU's) acquired under the issuer's 1998 Non-Employee Directors Incentive Plan. The DSU's convert on a one-for-one basis into shares of the issurer's common stock subsequent to the reporting person's termination of services as a director. Transaction represents shares isued in payment of reporting person's quarterly board fee. Robert Taylor, attorney in fact for Daniel K. Frierson 2011-05-02