0001140361-11-021659.txt : 20110411 0001140361-11-021659.hdr.sgml : 20110408 20110411181603 ACCESSION NUMBER: 0001140361-11-021659 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110408 FILED AS OF DATE: 20110411 DATE AS OF CHANGE: 20110411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pfeiffer James F CENTRAL INDEX KEY: 0001384764 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 11753490 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD. CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2011-04-08 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001384764 Pfeiffer James F 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President-American Augers Common Stock 7219 D Common Stock 500 D Phantom Stock 2011-04-08 4 A 0 91.0762 38.0341 A Common Stock 91.0762 2495.4983 D Reported transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Total reported holdings are restricted stock units that convert to common stock on a one-for-one basis at a later date. Robert Taylor, attorney in fact for James Pfeiffer 2011-04-11