-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M7b5YMXLCwAXucqYXAiTEhyLV8yhIXUu4iG9myVnyiboElZFkKCu7htL1fkOcsCS d9Tgsfd89nvX0s4+tHuvjQ== 0001140361-10-001782.txt : 20100113 0001140361-10-001782.hdr.sgml : 20100113 20100113175452 ACCESSION NUMBER: 0001140361-10-001782 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100112 FILED AS OF DATE: 20100113 DATE AS OF CHANGE: 20100113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cline Joe K CENTRAL INDEX KEY: 0001425958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 10526046 MAIL ADDRESS: STREET 1: 1725 SHEPHERD RD CITY: CHATTANOOGA STATE: TN ZIP: 37421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2010-01-12 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001425958 Cline Joe K 1725 SHEPHERD RD CHATTANOOGA TN 37421 0 1 0 0 President, Astec Underground Common Stock 1800 D Common Stock 906.3488 I in 401k account Stock Options 14.5 2003-01-01 2012-01-01 Common Stock 10000 10000 D Phantom Stock 2010-01-12 4 A 0 63.8521 28.36 A Common Stock 63.8521 663.3808 D Reported holding is Restricted Stock Units that convert into common stock on a one-for-one basis at a later date. Reported transaction is a quarterly contribution to the reporting person's SERP acccount that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Shares held in the reporting person's 401(k) account are based upon a plan statement dated January 13, 2010. Robert C. Taylor, attorney in fact for Joe K. Cline 2010-01-13 -----END PRIVACY-ENHANCED MESSAGE-----