-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QJr2CronnnXceaAFyfCi/cq8+N2jniHlYkx2TMn01ITgJzV+dmybnphVZ4qxoCYM D5DqzeDRXcUc3o+89RMUzw== 0001140361-09-023168.txt : 20091013 0001140361-09-023168.hdr.sgml : 20091012 20091013164910 ACCESSION NUMBER: 0001140361-09-023168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091012 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROCK J DON CENTRAL INDEX KEY: 0001103175 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 091117405 MAIL ADDRESS: STREET 1: 4101 JEROME AVE CITY: CHATTANOOGA STATE: TN ZIP: 37407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 4 1 doc1.xml FORM 4 X0303 4 2009-10-12 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103175 BROCK J DON 4101 JEROME AVE CHATTANOOGA TN 37407 1 1 1 0 President & CEO Common Stock 44475 I Residuary Trust Common Stock 27000 D Common Stock 2486809 D Phantom Stock 2009-10-12 4 A 0 521.5471 26.124 A Common Stock 521.5471 35314.1153 D Stock Options 25.5 2001-03-05 2010-03-05 Common Stock 46435 46435 D Stock Options 19.43 2006-03-06 2015-03-06 Common Stock 25322 25322 D Restricted Stock Units convert into common stock on a one-for-one basis at a later date. Reported transaction is a Company contribution to reporting person's SERP account that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for J. Don Brock 2009-10-13 -----END PRIVACY-ENHANCED MESSAGE-----