-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PlEZCHWYXyJ9jW2r9TJIZn9RuPHigclIVA+InHKbaTjfvbwawyW17XJj7Iod8le0 zHJryxUEYtwh/0xadXCq0Q== 0001140361-09-016711.txt : 20090721 0001140361-09-016711.hdr.sgml : 20090721 20090721141811 ACCESSION NUMBER: 0001140361-09-016711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090720 FILED AS OF DATE: 20090721 DATE AS OF CHANGE: 20090721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEC INDUSTRIES INC CENTRAL INDEX KEY: 0000792987 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 620873631 STATE OF INCORPORATION: TN FISCAL YEAR END: 0723 BUSINESS ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 BUSINESS PHONE: 4238995898 MAIL ADDRESS: STREET 1: 1725 SHEPHERD ROAD CITY: CHATTANOOGA STATE: TN ZIP: 37421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH W NORMAN CENTRAL INDEX KEY: 0001103157 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11595 FILM NUMBER: 09954866 MAIL ADDRESS: STREET 1: 7013 SNOW HILL RD CITY: OOLTEWAH STATE: TN ZIP: 37363 4 1 doc1.xml FORM 4 X0303 4 2009-07-20 0 0000792987 ASTEC INDUSTRIES INC ASTE 0001103157 SMITH W NORMAN 7013 SNOW HILL RD CHATTANOOGA TN 37363 1 1 0 0 Group VP-Asphalt Common Stock 171056 I W.N. Smith Living Trust Common Stock 9300 D Phantom Stock 2009-07-20 4 A 0 257.5843 24.26 A Common Stock 257.5843 16678.4004 D Stock Option 25.5 2001-03-05 2010-03-05 Commonn Stock 46079 46079 D Stock Options 14.5 2003-01-01 2012-01-01 Common Stock 21097 21097 D Stock Options 19.43 2006-03-06 2015-03-06 Common Stock 14854 14854 D Restricted Stock Units convert into common stock on a one-for-one basis at a later date. Reported transaction is a quarterly contribution to the reporting person's SERP acccount that was used to purchase Astec stock. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec. Robert Taylor, attorney in fact for W. Norman Smith 2009-07-21 -----END PRIVACY-ENHANCED MESSAGE-----